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New in the Museum

Listed below are materials that have been added to the virtual museum this month.

Papers
May 1, 1888
Congratulation letter from H. Weld Fuller to Melville W. Fuller on nomination to U.S. Supreme Court
[image] (pdf) (Melville W. Fuller Papers, courtesy of Library of Congress)
May 19, 1892
Letter from Associate Justice Stephen J. Field to Chief Justice Melville W. Fuller on O'Neil v. Vermont
[image] (pdf) (Melville W. Fuller Papers, courtesy of Library of Congress)
September 11, 1897
Letter from Charles B. Billings to Chief Justice Melville W. Fuller on proposed appointment of Attorney General Joseph McKenna to U.S. Supreme Court
[image] (pdf) (Melville W. Fuller Papers, courtesy of Library of Congress)
December 14, 1903
Letter from Henry M. Hoyt, Office of the Solicitor General to Chief Justice Melville W. Fuller on Northern Securities case
[image] (pdf) (Melville W. Fuller Papers, courtesy of Library of Congress)
January 7, 1916
Letter from Samuel Gompers, American Federation of Labor to Senator George Sutherland on proposed eight-hour workday
[image] (pdf) (William H. Moody Papers, courtesy of Library of Congress)
June 30, 1916
Letter from Samuel Gompers, American Federation of Labor with legislative record of Senator George Sutherland on measures of interest to labor
[image] (pdf) (William H. Moody Papers, courtesy of Library of Congress)
November 11, 1916
Letter from Republican National Committee to Senator George Sutherland on his election defeat
[image] (pdf) (William H. Moody Papers, courtesy of Library of Congress)
May 5, 1923
Letter from Sailors' Union of the Pacific to Associate Justice George Sutherland on the women's minimum wage decision
[image] (pdf) (William H. Moody Papers, courtesy of Library of Congress)
April 8, 1930
Address by Associate Justice Willis Van Devanter to Indiana Bar Association
[image] (pdf) (Willis Van Devanter Papers, courtesy of Library of Congress)
March 30, 1937
Letter from National Women's Party to Associate Justice George Sutherland on Washington State minimum wage decision
[image] (pdf) (William H. Moody Papers, courtesy of Library of Congress)
May 18, 1937
Letter from M. Rutledge Rivers to Associate Justice Willis Van Devanter on his retirement
[image] (pdf) (Willis Van Devanter Papers, courtesy of Library of Congress)
May 18, 1937
Letter from President Franklin D. Roosevelt accepting retirement of Associate Justice Willis Van Devanter
[image] (pdf) (Willis Van Devanter Papers, courtesy of Library of Congress)
May 18, 1937
Retirement letter of Associate Justice Willis Van Devanter
[image] (pdf) (Willis Van Devanter Papers, courtesy of Library of Congress)
May 19, 1937
Letter from John A. Davis to Associate Justice Willis Van Devanter on his retirement
[image] (pdf) (Willis Van Devanter Papers, courtesy of Library of Congress)
June 2, 1937
Letter from Mr. Hodges to Associate Justice Willis Van Devanter on his retirement
[image] (pdf) (Willis Van Devanter Papers, courtesy of Library of Congress)
January 5, 1938
Letter from President Franklin D. Roosevelt accepting retirement of Associate Justice George Sutherland
[image] (pdf) (William H. Moody Papers, courtesy of Library of Congress)
January 5, 1938
Retirement letter of Associate Justice George Sutherland
[image] (pdf) (William H. Moody Papers, courtesy of Library of Congress)
January 6, 1938
Letter from U.S. Supreme Court Justices to Associate Justice George Sutherland on his retirement
[image] (pdf) (William H. Moody Papers, courtesy of Library of Congress)
May 27, 1940
Letter from Associate Justice Felix Frankfurter to Associate Justice Harlan Stone on Minersville School District v. Gobitis
[image] (pdf) (Harlan Fiske Stone Papers, courtesy of Library of Congress)
January 16, 1943
Findings and Opinions of the SEC in the matter of The North American Company
[image] (pdf) (Harold H. Burton Papers, courtesy of Library of Congress)
January 15, 1946
Letter from Associate Justice Felix Frankfurter to Chief Justice Harlan Stone on Yamashita
[image] (pdf) (Harlan Fiske Stone Papers, courtesy of Library of Congress)
January 31, 1946
Letter from Associate Justice Stanley Reed to Chief Justice Harlan Stone on Yamashita
[image] (pdf) (Harlan Fiske Stone Papers, courtesy of Library of Congress)
October 24, 1948
SEC v. Central-Illinois Securities Corporation Memo
[image] (pdf) (Wiley B. Rutledge Papers, courtesy of Library of Congress)
January 17, 1949
SEC v. Central-Illinois Securities Corporation Memo - Reversed
[image] (pdf) (Wiley B. Rutledge Papers, courtesy of Library of Congress)
January 11-12, 1951
Letters to Associate Justice Harold M. Burton from fellow Jusices in agreement with Niagara Hudson Power Corporation and SEC v. M. Victor Leventritt
[image] (pdf) (Harold H. Burton Papers, courtesy of Library of Congress)
July 2, 1971
SEC Release: Adoption of Rules 27d-1, 27d-2, 27e-1, 27f-1, 27g-1, 27h-1 and Forms N-27D-1, N27E-1 and N27F-1
[image] (pdf) (Courtesy of Richard Wendt)
April 6, 1972
SEC Release: Proposal to Adopt Rule 205-1
[image] (pdf) (Courtesy of Richard Wendt)
April 17, 1972
SEC Release: Survey of Investement Company Incentive Fee Arrangements
[image] (pdf) (Courtesy of Richard Wendt)
July 13, 1972
SEC Release: Proposal to Adopt Rule 205-2
[image] (pdf) (Courtesy of Richard Wendt)
November 10, 1972
SEC Division of Investment Company Regulation - In the Matter of Pacific Scholarship Trust: Proposed Findings and Brief
[image] (pdf) (Courtesy of Richard Wendt)
November 10, 1972
SEC Release: Adoption of Rule 205-2
[image] (pdf) (Courtesy of Richard Wendt)
January 1973
SEC Summary: Variable Life Insurance and the Petition for the Issuance and Amendment of Exemptive Rules
[image] (pdf) (Courtesy of Richard Wendt)
February 2, 1973
SEC News Digest
[image] (pdf) (Government Records)
1979
Welcome to the Securities and Exchange Commission, for prospective staff
[image] (pdf) (Courtesy of Stuart Kaswell)
June 8, 1981
The Options Markets Come of Age: Their Past, Present and Future - Address by SEC Commissioner Barbara S. Thomas to the American Stock Exchange
[image] (pdf) (Government Records)
May 8, 1990
Statement of Dr. Wendy L. Gramm, Chairman, Commodity Futures Trading Commission, before the U.S. Senate on the proposed merger of CFTC and the U.S. Securities and Exchange Commission
[image] (pdf) (Anonymous)
May 8, 1990
Statement of the Honorable Robert R. Glauber, Under Secretary of the Treasury for Finance, before the U.S. Senate on the proposed merger of the Commodity Futures Trading Commission and the U.S. Securities and Exchange Commission
[image] (pdf) (Anonymous)
September 10, 1990
SEC response to U.S. Representative John Dingell on proposal from Fidelity Management & Research Company
[image] (pdf) (Anonymous)
October 9, 1990
Letter from U.S. Representative John Dingell to SEC Chairman Richard Breeden opposing SEC decision on Fidelity request
[image] (pdf) (Anonymous)
October 11, 1990
Letter from Arthur S. Loring, Fidelity Investments to U.S. Securities and Exchange Commission with comments on SEC concept release on regulation of investment companies
[image] (pdf) (Anonymous)
October 22, 1990
"Corporate Boards and Their Advisors" - Remarks by SEC Commissioner Philip R. Lochner, Jr. to the National Association of Corporate Directors
[image] (pdf) (Anonymous)
May 4, 1992
Letter from Wendy L. Gramm, Commodity Futures Trading Commission to U.S. Representative Glenn English on proposed definitions of futures and forward contracts
[image] (pdf) (Anonymous)
June 19, 1992
Letter from U.S. Senators Patrick Leahy and Richard Lugar to Wendy L. Gramm, Commodity Futures Trading Commission on margin levels for stock-index futures
[image] (pdf) (Anonymous)
November 24, 1992
Letter from U.S. Representative Edward J. Markey to Wendy L. Gramm, Commodity Futures Trading Commission on Chicago Board of Trade request for risk assessment information
[image] (pdf) (Anonymous)
April 20, 1993
"OTC Derivatives: Taking Risk Management to New Heights" - Remarks of SEC Commissioner J. Carter Beese, Jr.
[image] (pdf) (Anonymous)
May 6, 1993
Remarks by SEC Chairman Richard C. Breeden at farewell reception
[image] (pdf) (Anonymous)
July 16, 1993
Response by Arthur Levitt, Jr. to questions in consideration of confirmation as SEC Chairman
[image] (pdf) (Anonymous)
February 28, 1994
"Derivatives: Regulatory Concern, Not Panic" - Remarks of SEC Commissioner Richard Y. Roberts
[image] (pdf) (Anonymous)
March 25, 1994
Remarks by SEC Commissioner J. Carter Beese, Jr. before the American Stock Exchange 14th Annual Options and Derivatives Colloquium
[image] (pdf) (Anonymous)
April 9, 1994
"Derivatives: Regulatory Oversight for Plan Sponsors and Advisors" - Remarks of SEC Commissioner J. Carter Beese, Jr.
[image] (pdf) (Anonymous)
April 28, 1994
"Recent Derivatives Regulatory Developments" - Remarks of SEC Commissioner Richard Y. Roberts
[image] (pdf) (Anonymous)
April 29, 1994
"Derivatives at the Crossroads" - Remarks of SEC Commissioner J. Carter Beese, Jr.
[image] (pdf) (Anonymous)
May 10, 1994
Testimony of Richard C. Breeden concerning supervision of derivatives markets
[image] (pdf) (Anonymous)
May 10, 1994
"Managing Derivatives Use in the 1990s" - Remarks of SEC Commissioner J. Carter Beese, Jr.
[image] (pdf) (Anonymous)
May 17, 1994
"OTC Derivatives: Key Regulatory Developments in the U.S." - Remarks of SEC Commissioner J. Carter Beese, Jr.
[image] (pdf) (Anonymous)
May 25, 1994
Testimony of SEC Chairman Arthur Levitt concerning derivative financial instruments
[image] (pdf) (Anonymous)
June 14, 1994
Testimony of Brandon Becker, SEC Division of Market Regulation concerning derivative financial instruments
[image] (pdf) (Anonymous)
July 20, 1994
"SEC Concerns with Municipal Derivatives" - Remarks of SEC Commissioner Richard Y. Roberts
[image] (pdf) (Anonymous)
December 14, 1994
Letter from U.S. Representative Christopher Cox to U.S. Senator Barbara Boxer on Securities Litigation Reform Act
[image] (pdf) (Anonymous)
January 12, 1995
Materials provided by the Municipal Securities Rulemaking Board for hearing on disclosure
[image] (pdf) (Anonymous)
January 12, 1995
Testimony of SEC Chairman Arthur Levitt concerning municipal securities market
[image] (pdf) (Anonymous)
January 18, 1995
Statement of U.S. Representative Ralph Hall on securities litigation reform
[image] (pdf) (Anonymous)
January 19, 1995
Statement of U.S. Representative Edward J. Markey on securities litigation reform
[image] (pdf) (Anonymous)
January 19, 1995
Statement of U.S. Representative Christopher Cox on securities litigation reform
[image] (pdf) (Anonymous)
February 1995
SEC Budget Estimate Fiscal Year 1996
[image] (pdf) (Anonymous)
October 2, 1995
Letter from U.S. Representative Anna Eshoo to Speaker of the House Newt Gingrich on securities litigation reform
[image] (pdf) (Anonymous)
October 25, 1995
GAO Report on CFTC/SEC Enforcement Programs: Status and Potential Impact of a Merger
[image] (pdf) (Anonymous)
November 1, 1995
Letter from U.S. Representative John Dingell to U.S. Representative Peter Deutsch on bipartisan compromise agreement on securities litigation reform
[image] (pdf) (Anonymous)
April 17, 1998
Letter from Denise Voight Crawford, North American Securities Administrators Association to Michael Macchiaroli, SEC Division of Market Regulation on proposed changes to books and records requirements
[image] (pdf) (Anonymous)
October 5, 1998
Letter from Warren Langley, Pacific Exchange and William Lupien, OptiMark Technologies to SEC on ITS plan
[image] (pdf) (Anonymous)
November 5, 1998
Letter from James Buck, New York Stock Exchange to SEC on ITS plan
[image] (pdf) (Anonymous)
December 8, 1998
SEC Release: Regulation of Exchanges and Alternative Trading Systems
[image] (pdf) (Government Records)
December 16, 1998
Letter from Stuart Kaswell, Securities Industry Association and Paul Saltzman, The Bond Market Association to SEC on books and records requirements
[image] (pdf) (Anonymous)
April 1999
Hedge Funds, Leverage and the Lessons of Long-Term Capital Management - Report of the President's Working Group on Financial Markets

(Anonymous)

December 7, 1999
Letter from Michael Macchiaroli, SEC Division of Market Regulation to Stuart Kaswell, Securities Industry Association on Rule 17a-9T before January 1, 2000
[image] (pdf) (Anonymous)
September 11, 2000
SEC and Department of Justice Sanction Four Options Exchanges for Anticompetitive Conduct
[image] (pdf) (Government Records)
November 7, 2003
SEC Release: Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc.
[image] (pdf) (Government Records)
February 9, 2004
SEC Competitive Developments in the Options Markets; Proposed Rule
[image] (pdf) (Government Records)
December 8, 2004
SEC Concept Release Concerning Self-Regulation; Proposed Rule
[image] (pdf) (Government Records)
June 9, 2005
SEC Release: Regulation NMS
[image] (pdf) (Government Records)
February 26, 2007
Comment Letter on Chicago Board Options Exchange from Nickolas J. Neubauer to SEC
[image] (pdf) (Government Records)
July 26, 2007
SEC Release: Order Approving Proposed Rule Change to Amend the By-Laws of NASD to Implement Governance and Related Changes to Accommodate the Consolidation of the Member Firm Regulatory Functions of NASD and NYSE Regulation, Inc.
[image] (pdf) (Government Records)
August 31, 2009
SEC Office of Investigations: Investigation of Failure of SEC to Uncover Bernard Madoff's Ponzi Scheme
[image] (pdf) (Government Records)
May 18, 2010
Preliminary Findings Regarding the Market Events of May 6, 2010 - Report of the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory Issues
[image] (pdf) (Government Records)
May 20, 2010
Examining the Causes and Lessons of the May 6th Market Plunge - Statement of SEC Chairman Mary Schapiro before the Subcommittee on Securities, Insurance and Investments of the U.S. Senate Committee on Banking, Housing and Urban Affairs
[image] (pdf) (Government Records)
Photos
1922
Pierce Butler

Associate Justice, U.S. Supreme Court

(With permission of the Pierce Butler Family Papers, Minnesota Historical Society )
1923
Associate Justice Pierce Butler and Mrs. Butler
(With permission of the Pierce Butler Family Papers, Minnesota Historical Society )
July 27, 2010
The Best of NERA 2010

Elaine Buckberg, Lisa Fairfax and Chudozie Okongwu (back to camera) listen to Christopher Laursen during broadcast

July 27, 2010
The Best of NERA 2010

Lisa Fairfax, Christopher Laursen, Chudozie Okongwu (partially obscured by microphone) and Elaine Buckberg prepare before the start of broadcast

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