Papers
Welcome to the Papers section of the virtual museum and archive. The materials in this section are organized chronologically.
96 Records Found
December 13, 1949
Outline of Remarks by Earle C. King before the Monthly Dinner Meeting of the Maryland Association of Certified Public Accountants [Transcription] (Government Records)
Outline of Remarks by Earle C. King before the Monthly Dinner Meeting of the Maryland Association of Certified Public Accountants [Transcription] (Government Records)
September 8, 1949
"Current Accounting Problems," Address of Earle C. King, SEC Chief Accountant before the American Accounting Association [Transcription] (Government Records)
"Current Accounting Problems," Address of Earle C. King, SEC Chief Accountant before the American Accounting Association [Transcription] (Government Records)
February 28, 1949
"Accounting Keeps Pace with the Times" - Address by Earle C. King before the Delaware State Society of CPAs [Transcription] (courtesy of the AICPA Library Collection, University of Mississippi)
"Accounting Keeps Pace with the Times" - Address by Earle C. King before the Delaware State Society of CPAs [Transcription] (courtesy of the AICPA Library Collection, University of Mississippi)
October 28, 1948
Comments of Andrew Barr, SEC Assistant Chief Accountant, on a Symposium on "Are Current Depreciation Reserves Adequate?" before The Accounting Section, Milk Industry Foundation [Transcription] (Government Records)
Comments of Andrew Barr, SEC Assistant Chief Accountant, on a Symposium on "Are Current Depreciation Reserves Adequate?" before The Accounting Section, Milk Industry Foundation [Transcription] (Government Records)
October 15, 1948
"Generally Accepted Accounting Principles," Address of Earle C. King, SEC Chief Accountant before the New Jersey Society of Certified Public Accountants and the Wisconsin Society of Certified Public Accountants [Transcription] (Government Records)
"Generally Accepted Accounting Principles," Address of Earle C. King, SEC Chief Accountant before the New Jersey Society of Certified Public Accountants and the Wisconsin Society of Certified Public Accountants [Transcription] (Government Records)
October 5, 1948
Memo from Arden L. Andresen to Milton P. Kroll on the number of Commissioners necessary to make decisions for the SEC [Image] (courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
Memo from Arden L. Andresen to Milton P. Kroll on the number of Commissioners necessary to make decisions for the SEC [Image] (courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 10, 1948
"The Income Statement - Problem Child of Accountancy," Address of Earle C. King, SEC Chief Accountant before the Annual Meeting of the New York State Society of Certified Public Accountants [Transcription] (Government Records)
"The Income Statement - Problem Child of Accountancy," Address of Earle C. King, SEC Chief Accountant before the Annual Meeting of the New York State Society of Certified Public Accountants [Transcription] (Government Records)
May 4, 1948
"New Trends in Published Reports," Address of Earle C. King, SEC Chief Accountant before the Accounting Conference, Agricultural and Mechanical College of Texas [Transcription] (Government Records)
"New Trends in Published Reports," Address of Earle C. King, SEC Chief Accountant before the Accounting Conference, Agricultural and Mechanical College of Texas [Transcription] (Government Records)
February 4, 1948
Memo from Gerald W. Siegel to Louis Loss regarding legislative history of subsection 17(b), Securities Act of 1933 [Image] (courtesy of the National Archives and Records Administration)
Memo from Gerald W. Siegel to Louis Loss regarding legislative history of subsection 17(b), Securities Act of 1933 [Image] (courtesy of the National Archives and Records Administration)
December 16, 1947
"Some Comments Concerning the Presentation and Interpretation of Corporate Financial Statements," Address by Earle C. King, SEC Chief Accountant before the New Jersey Society of Certified Public Accountants [Transcription] (Government Records)
"Some Comments Concerning the Presentation and Interpretation of Corporate Financial Statements," Address by Earle C. King, SEC Chief Accountant before the New Jersey Society of Certified Public Accountants [Transcription] (Government Records)
December 4, 1947
"The Importance of Accounting in the Work of the Securities and Exchange Commission," Address of Earle C. King, SEC Chief Accountant to the Intercollegiate Accounting Society, New York University [Transcription] (Government Records)
"The Importance of Accounting in the Work of the Securities and Exchange Commission," Address of Earle C. King, SEC Chief Accountant to the Intercollegiate Accounting Society, New York University [Transcription] (Government Records)
November 15, 1947
"Some Current Accounting Problems," Address by Earle C. King, SEC Chief Accountant, before the 22nd Michigan Annual Accounting Conference [Transcription] (Government Records)
"Some Current Accounting Problems," Address by Earle C. King, SEC Chief Accountant, before the 22nd Michigan Annual Accounting Conference [Transcription] (Government Records)
September 5, 1947
"Footnotes to Financial Statements," Address of Earle C. King, SEC Chief Accountant before the Annual Meeting of The Virginia Society of Public Accountants [Transcription] (Government Records)
"Footnotes to Financial Statements," Address of Earle C. King, SEC Chief Accountant before the Annual Meeting of The Virginia Society of Public Accountants [Transcription] (Government Records)
July 1947
Memorandum of U.S. Securities and Exchange Commission Amicus Curiae re Randolph Phillips et al. v. The United Corporation et al. (courtesy of the estate of Nathan Sameth)
Memorandum of U.S. Securities and Exchange Commission Amicus Curiae re Randolph Phillips et al. v. The United Corporation et al. (courtesy of the estate of Nathan Sameth)
June 24, 1947
"Meeting the Accounting Requirements of the Securities and Exchange Commission," Address of Earle C. King, SEC Chief Accoutant before the Annual Meeting of the Pennsylvania Institute of Certified Public Accountants [Transcription] (Government Records)
"Meeting the Accounting Requirements of the Securities and Exchange Commission," Address of Earle C. King, SEC Chief Accoutant before the Annual Meeting of the Pennsylvania Institute of Certified Public Accountants [Transcription] (Government Records)
May 20, 1947
Letter from SEC Chairman James J. Caffrey to Senator Charles W. Tobey on S.1099 revisions [Transcription] (courtesy of the National Archives and Records Administration)
Letter from SEC Chairman James J. Caffrey to Senator Charles W. Tobey on S.1099 revisions [Transcription] (courtesy of the National Archives and Records Administration)
February 7, 1947
Address by Edmond Hanrahan before the Colorado Mining Association, Denver, Colorado (courtesy of Hamer Budge)
Address by Edmond Hanrahan before the Colorado Mining Association, Denver, Colorado (courtesy of Hamer Budge)
December 1946
Brief of the U.S. Securities and Exchange Commission, Transamerica Corporation v. SEC, No. 9240; and SEC v. Transamerica Corporation, No. 9259 (courtesy of the estate of Nathan Sameth)
Brief of the U.S. Securities and Exchange Commission, Transamerica Corporation v. SEC, No. 9240; and SEC v. Transamerica Corporation, No. 9259 (courtesy of the estate of Nathan Sameth)
September 9, 1946
On Petition for Reargument, U.S. Securities and Exchange Commission v. Transamerica Corporation (courtesy of the estate of Nathan Sameth)
On Petition for Reargument, U.S. Securities and Exchange Commission v. Transamerica Corporation (courtesy of the estate of Nathan Sameth)
1946
U.S. Government Softball League Score Card - Championship Playoff Games, Season 1946 [Image] (courtesy of Francis Trainor)
U.S. Government Softball League Score Card - Championship Playoff Games, Season 1946 [Image] (courtesy of Francis Trainor)
July 30, 1945
Employees of the Securities and Exchange Commission in the Armed Services of the United States [Image] (courtesy of Francis Trainor)
Employees of the Securities and Exchange Commission in the Armed Services of the United States [Image] (courtesy of Francis Trainor)
July 1944
Memorandum from U.S. Securities and Exchange Commission Corporation Finance Division, Office of the General Counsel to Attorneys on the Staff re Commonwealth of Pennsylvania v. Edward H. Green and D.S. Faulkner (courtesy of the estate of Nathan Sameth)
Memorandum from U.S. Securities and Exchange Commission Corporation Finance Division, Office of the General Counsel to Attorneys on the Staff re Commonwealth of Pennsylvania v. Edward H. Green and D.S. Faulkner (courtesy of the estate of Nathan Sameth)
May 12, 1944
Brief of U.S. Securities and Exchange Commission as Amicus Curiae re Rawson G. Lizars v. Bror Dalhberg et al. (courtesy of the estate of Nathan Sameth)
Brief of U.S. Securities and Exchange Commission as Amicus Curiae re Rawson G. Lizars v. Bror Dalhberg et al. (courtesy of the estate of Nathan Sameth)
1944 to 1988
U.S. Securities and Exchange Commission Opinions and Review Office, Office Directors (Government Records.)
U.S. Securities and Exchange Commission Opinions and Review Office, Office Directors (Government Records.)
August 23, 1943
Letter from SEC Chairman Ganson Purcell to Private Milton Kroll (courtesy of Milton Kroll)
Letter from SEC Chairman Ganson Purcell to Private Milton Kroll (courtesy of Milton Kroll)
May 19, 1943
Memorandum from U.S. Securities and Exchange Corporation Finance Division, Office of the General Counsel to Attorneys on the Staff re SEC v. Samuel Okin (courtesy of the estate of Nathan Sameth)
Memorandum from U.S. Securities and Exchange Corporation Finance Division, Office of the General Counsel to Attorneys on the Staff re SEC v. Samuel Okin (courtesy of the estate of Nathan Sameth)
May 13, 1943
Letter of Commendation from Major John R. Haas, Air Corps, on the work of Milton Kroll (courtesy of Milton Kroll))
Letter of Commendation from Major John R. Haas, Air Corps, on the work of Milton Kroll (courtesy of Milton Kroll))
March 13, 1943
Telegram to SEC Chairman Ganson Purcell [Transcription] (courtesy of the National Archives and Records Administration)
Telegram to SEC Chairman Ganson Purcell [Transcription] (courtesy of the National Archives and Records Administration)
March 13, 1943
Telegram to SEC Chairman Ganson Purcell [Image] (courtesy of the National Archives and Records Administration)
Telegram to SEC Chairman Ganson Purcell [Image] (courtesy of the National Archives and Records Administration)
March 2, 1943
Letter from Sidney L. Schwartz, San Francisco Stock Exchange, to SEC Chairman Ganson Purcell regarding proxy regulation [Image] (courtesy of the National Archives and Records Administration)
Letter from Sidney L. Schwartz, San Francisco Stock Exchange, to SEC Chairman Ganson Purcell regarding proxy regulation [Image] (courtesy of the National Archives and Records Administration)
1943
Brief for the Plaintiff - Appellee, U.S. Securities and Exchange Commission v. Samuel Okin (courtesy of the estate of Nathan Sameth)
Brief for the Plaintiff - Appellee, U.S. Securities and Exchange Commission v. Samuel Okin (courtesy of the estate of Nathan Sameth)
December 18, 1942
SEC Release on Adoption of Revisions to Proxy Rules [Image] (courtesy of the National Archives and Records Administration)
SEC Release on Adoption of Revisions to Proxy Rules [Image] (courtesy of the National Archives and Records Administration)
December 12, 1942
Letter from U.S. Representative Lyle H. Boren to SEC Chairman Ganson Purcell on proposed Rule X-15C1-10 [Image] (courtesy of the National Archives and Records Administration)
Letter from U.S. Representative Lyle H. Boren to SEC Chairman Ganson Purcell on proposed Rule X-15C1-10 [Image] (courtesy of the National Archives and Records Administration)
November 10, 1942
Letter from SEC Chairman Ganson Purcell to U.S. Representative Lyle Boren on SEC jurisdiction to regulate fraudulent trades [Transcription] (courtesy of the National Archives and Records Administration)
Letter from SEC Chairman Ganson Purcell to U.S. Representative Lyle Boren on SEC jurisdiction to regulate fraudulent trades [Transcription] (courtesy of the National Archives and Records Administration)
October 15, 1942
Letter from SEC Chairman Ganson Purcell to Emil Schram, New York Stock Exchange [Transcription] (courtesy of the National Archives and Records Administration)
Letter from SEC Chairman Ganson Purcell to Emil Schram, New York Stock Exchange [Transcription] (courtesy of the National Archives and Records Administration)
October 10, 1942
Letter from Emil Schram, President, New York Stock Exchange, to SEC Chairman Ganson Purcell regarding proposed changes to proxy rules [Image] (courtesy of the National Archives and Records Administration)
Letter from Emil Schram, President, New York Stock Exchange, to SEC Chairman Ganson Purcell regarding proposed changes to proxy rules [Image] (courtesy of the National Archives and Records Administration)
October 2, 1942
Telegram from SEC Chairman Ganson Purcell to Emil Schram, New York Stock Exchange [Transcription] (courtesy of the National Archives and Records Administration)
Telegram from SEC Chairman Ganson Purcell to Emil Schram, New York Stock Exchange [Transcription] (courtesy of the National Archives and Records Administration)
October 2, 1942
Telegram from SEC Chairman Ganson Purcell to Emil Schram, New York Stock Exchange [Image] (courtesy of the National Archives and Records Administration)
Telegram from SEC Chairman Ganson Purcell to Emil Schram, New York Stock Exchange [Image] (courtesy of the National Archives and Records Administration)
October 1942
Brief for the U.S. Securities and Exchange Commission, Samuel Okin v. SEC (courtesy of the estate of Nathan Sameth)
Brief for the U.S. Securities and Exchange Commission, Samuel Okin v. SEC (courtesy of the estate of Nathan Sameth)
October 1, 1942
Letter from James A. Treanor, Jr. to Senator Tom Connolly [Transcription] (courtesy of the National Archives and Records Administration)
Letter from James A. Treanor, Jr. to Senator Tom Connolly [Transcription] (courtesy of the National Archives and Records Administration)
October Term 1942
Supplemental Portions of Transcript of Record, U.S Circuit Court of Appeals, American Power & Light Company and Electric Power & Light Corporation v. Securities and Exchange Commission (April 18, 1927 memo from Samuel W. Murphy to Frank A. Reid) (courtesy of Karl Smeltzer)
Supplemental Portions of Transcript of Record, U.S Circuit Court of Appeals, American Power & Light Company and Electric Power & Light Corporation v. Securities and Exchange Commission (April 18, 1927 memo from Samuel W. Murphy to Frank A. Reid) (courtesy of Karl Smeltzer)
October 1942
Transcript of Record, U.S. Securities and Exchange Commission v. Samuel Okin (courtesy of the estate of Nathan Sameth)
Transcript of Record, U.S. Securities and Exchange Commission v. Samuel Okin (courtesy of the estate of Nathan Sameth)
September 23, 1942
Handwritten letter from Calvin Philips, Jr. to SEC on proxy rules [Transcription] (courtesy of the National Archives and Records Administration)
Handwritten letter from Calvin Philips, Jr. to SEC on proxy rules [Transcription] (courtesy of the National Archives and Records Administration)
September 23, 1942
Handwritten letter from Calvin Philips, Jr. to SEC on proxy rules [Image] (courtesy of the National Archives and Records Administration)
Handwritten letter from Calvin Philips, Jr. to SEC on proxy rules [Image] (courtesy of the National Archives and Records Administration)
September 23, 1942
Letter from U.S. Representative Lyle H. Boren to SEC Chairman Ganson Purcell on proposed Rule X-15C1-10 [Image] (courtesy of the National Archives and Records Administration)
Letter from U.S. Representative Lyle H. Boren to SEC Chairman Ganson Purcell on proposed Rule X-15C1-10 [Image] (courtesy of the National Archives and Records Administration)
September 21, 1942
Letter from Harry M. Wolfe to SEC, supporting amendments to SEC proxy rules [Image] (courtesy of the National Archives and Records Administration)
Letter from Harry M. Wolfe to SEC, supporting amendments to SEC proxy rules [Image] (courtesy of the National Archives and Records Administration)
September 14, 1942
Letter from Edward A. LeRoy, Jr., Phoenix Securities Corporation, to Milton V. Freeman on proxy rules [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Edward A. LeRoy, Jr., Phoenix Securities Corporation, to Milton V. Freeman on proxy rules [Transcription] (courtesy of the National Archives and Records Administration)
September 14, 1942
Letter from Edward B. Twombly, Putney Twombly & Hall, to SEC General Counsel regarding amendments to proxy rules [Image] (courtesy of the National Archives and Records Administration)
Letter from Edward B. Twombly, Putney Twombly & Hall, to SEC General Counsel regarding amendments to proxy rules [Image] (courtesy of the National Archives and Records Administration)
September 14, 1942
Letter from Overseas Securities Co., Inc. to SEC, attention of Milton V. Freeman, regarding proposed draft of amendments to SEC proxy rules [Image] (courtesy of the National Archives and Records Administration)
Letter from Overseas Securities Co., Inc. to SEC, attention of Milton V. Freeman, regarding proposed draft of amendments to SEC proxy rules [Image] (courtesy of the National Archives and Records Administration)
September 14, 1942
Letter from Pullman Incorporated to Milton V. Freeman, SEC, regarding proposed draft of amendments to SEC proxy rules [Image] (courtesy of the National Archives and Records Administration)
Letter from Pullman Incorporated to Milton V. Freeman, SEC, regarding proposed draft of amendments to SEC proxy rules [Image] (courtesy of the National Archives and Records Administration)
September 12, 1942
Letter from Milton V. Freeman to M.J. Keena, New York Curb Exchange [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Milton V. Freeman to M.J. Keena, New York Curb Exchange [Transcription] (courtesy of the National Archives and Records Administration)
September 9, 1942
Letter from M.J. Keena, New York Curb Exchange, to Milton V. Freeman, SEC, regarding suggested amendments to proxy rules (Regulation X-14) [Image] (courtesy of the National Archives and Records Administration)
Letter from M.J. Keena, New York Curb Exchange, to Milton V. Freeman, SEC, regarding suggested amendments to proxy rules (Regulation X-14) [Image] (courtesy of the National Archives and Records Administration)
September 2, 1942
Letter from Henry R. Stern to SEC on proxy rules [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Henry R. Stern to SEC on proxy rules [Transcription] (courtesy of the National Archives and Records Administration)
August 19, 1942
Reassignment of the Functions and Activities of Certain Divisions of the U.S. Securities and Exchange Commission (courtesy of Paul Gonson)
Reassignment of the Functions and Activities of Certain Divisions of the U.S. Securities and Exchange Commission (courtesy of Paul Gonson)
August 14, 1942
Memo from Mr. Keenan to Mr. Treanor, Miss Stieg, Mr. Knudsen and Mr. Vernon on market disclosure rule [Transcription] (courtesy of the National Archives and Records Administration)
Memo from Mr. Keenan to Mr. Treanor, Miss Stieg, Mr. Knudsen and Mr. Vernon on market disclosure rule [Transcription] (courtesy of the National Archives and Records Administration)
August 11, 1942
Memo from Woolvin Patten to James A. Treanor, Jr. on insider trades [Transcription] (courtesy of the National Archives and Records Administration)
Memo from Woolvin Patten to James A. Treanor, Jr. on insider trades [Transcription] (courtesy of the National Archives and Records Administration)
May 21, 1942
U.S. Securities and Exchange Commission Press Release on Adoption of Rule X-10B-5 (courtesy of Paul Gonson)
U.S. Securities and Exchange Commission Press Release on Adoption of Rule X-10B-5 (courtesy of Paul Gonson)
May 16, 1942
Minutes of the Meeting of the U.S. Securities and Exchange Commission (courtesy of Paul Gonson)
Minutes of the Meeting of the U.S. Securities and Exchange Commission (courtesy of Paul Gonson)
April 25, 1942
Letter from President Franklin D. Roosevelt to SEC Chairman Ganson Purcell (courtesy of Milton Kroll)
Letter from President Franklin D. Roosevelt to SEC Chairman Ganson Purcell (courtesy of Milton Kroll)
February 13, 1942
Memo from Raymond Vernon to James A. Treanor, Jr. on summary of transactions in American Telephone and Telegraph Co. common stock in selected periods [Transcription] (courtesy of the National Archives and Records Administration)
Memo from Raymond Vernon to James A. Treanor, Jr. on summary of transactions in American Telephone and Telegraph Co. common stock in selected periods [Transcription] (courtesy of the National Archives and Records Administration)
December 6, 1941
Memo from George S. Parlin to Francis T. Greene regarding secondary distribution of Jacobs Aircraft through Ritter and Company [Transcription] (courtesy of the National Archives and Records Administration)
Memo from George S. Parlin to Francis T. Greene regarding secondary distribution of Jacobs Aircraft through Ritter and Company [Transcription] (courtesy of the National Archives and Records Administration)
December 4, 1941
Memo by Francis T. Greene of telephone call from Mr. Doolittle on short selling of Jacobs Aircraft Engine Common Stock [Transcription] (courtesy of the National Archives and Records Administration)
Memo by Francis T. Greene of telephone call from Mr. Doolittle on short selling of Jacobs Aircraft Engine Common Stock [Transcription] (courtesy of the National Archives and Records Administration)
November 13, 1941
Memo by Francis T. Greene of telephone conversation with Mr. Kramer [Transcription] (courtesy of the National Archives and Records Administration)
Memo by Francis T. Greene of telephone conversation with Mr. Kramer [Transcription] (courtesy of the National Archives and Records Administration)
October 16, 1941
Memo by Francis T. Greene of telephone call from Bruce Tuttle on Autocar Company Common Stock [Transcription] (courtesy of the National Archives and Records Administration)
Memo by Francis T. Greene of telephone call from Bruce Tuttle on Autocar Company Common Stock [Transcription] (courtesy of the National Archives and Records Administration)
September 2, 1941
Memo by Francis T. Greene of conference with Mr. Ward on National Cylinder Gas Company Common Stock [Transcription] (courtesy of the National Archives and Records Administration)
Memo by Francis T. Greene of conference with Mr. Ward on National Cylinder Gas Company Common Stock [Transcription] (courtesy of the National Archives and Records Administration)
August 7, 1941
Selections from the Report of the SEC on Proposals for Amendments to the Securities Act of 1933 and the Securities Exchange Act of 1934 to the U.S. House of Representatives, 77th Congress, 1st Session (copy is inscribed "Homer Kripke") [Image] (courtesy of the National Archives and Records Administration)
Selections from the Report of the SEC on Proposals for Amendments to the Securities Act of 1933 and the Securities Exchange Act of 1934 to the U.S. House of Representatives, 77th Congress, 1st Session (copy is inscribed "Homer Kripke") [Image] (courtesy of the National Archives and Records Administration)
June 24, 1941
Memo by G .C. Poole of conference on Plough, Inc. Common Stock [Transcription] (courtesy of the National Archives and Records Administration)
Memo by G .C. Poole of conference on Plough, Inc. Common Stock [Transcription] (courtesy of the National Archives and Records Administration)
May 16, 1941
Letter from Francis T. Greene to William T. Gardiner, Incorporated Investors [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Francis T. Greene to William T. Gardiner, Incorporated Investors [Transcription] (courtesy of the National Archives and Records Administration)
May 16, 1941
Memo by Francis T. Greene of conference with William T. Gardiner [Transcription] (courtesy of the National Archives and Records Administration)
Memo by Francis T. Greene of conference with William T. Gardiner [Transcription] (courtesy of the National Archives and Records Administration)
April 30, 1941
Memorandum from U.S. Securities and Exchange Commission Legal Division to All Attorneys re Levy et al. v. Feinberg et al. (courtesy of the estate of Nathan Sameth)
Memorandum from U.S. Securities and Exchange Commission Legal Division to All Attorneys re Levy et al. v. Feinberg et al. (courtesy of the estate of Nathan Sameth)
March 21, 1941
Letter from Dan T. Moore, SEC Regional Administrator, to Chester T. Lane, SEC General Counsel (courtesy of Milton Kroll)
Letter from Dan T. Moore, SEC Regional Administrator, to Chester T. Lane, SEC General Counsel (courtesy of Milton Kroll)
March 14, 1941
Memo by Francis T. Greene of conference with Mr. Donovan regarding General Industries Company [Transcription] (courtesy of the National Archives and Records Administration)
Memo by Francis T. Greene of conference with Mr. Donovan regarding General Industries Company [Transcription] (courtesy of the National Archives and Records Administration)
January 15, 1941
SEC Release on Raymond Concrete File Company Common Stock [Transcription] (courtesy of the National Archives and Records Administration)
SEC Release on Raymond Concrete File Company Common Stock [Transcription] (courtesy of the National Archives and Records Administration)
December 5, 1940
In the Matter of McKesson & Robbins, Inc., Accounting Series Release No. 19, Summary of Findings and Conclusions [Image] (courtesy of James H. Perry)
In the Matter of McKesson & Robbins, Inc., Accounting Series Release No. 19, Summary of Findings and Conclusions [Image] (courtesy of James H. Perry)
August 2, 1940
Letter from Arnold Barker to Jerome Frank on revision of Section 16-B [Transcription] (courtesy of the National Archives and Records Administration)
Letter from Arnold Barker to Jerome Frank on revision of Section 16-B [Transcription] (courtesy of the National Archives and Records Administration)
1927-1940
Monthly Average Value of New Securities Issued (courtesy of U.S. Department of Commerce, Survey of Current Business)
Monthly Average Value of New Securities Issued (courtesy of U.S. Department of Commerce, Survey of Current Business)
June 13 to 14, 1940
Hearings before a Subcommittee of the Committee on Interstate and Foreign Commerce, U.S. House of Representatives on H.R. 10065, A Bill to Provide for the Registration and Regulation of Investment Companies and Investment Advisers (Government Records)
Hearings before a Subcommittee of the Committee on Interstate and Foreign Commerce, U.S. House of Representatives on H.R. 10065, A Bill to Provide for the Registration and Regulation of Investment Companies and Investment Advisers (Government Records)
May 31 and June 4, 1940
Hearings before a Subcommittee of the Committee on Banking and Currency, U.S. Senate on S.3580, A Bill to Provide for the Registration and Regulation of Investment Companies and Investment Advisers, and for Other Purposes, Part IV (Government Records)
Hearings before a Subcommittee of the Committee on Banking and Currency, U.S. Senate on S.3580, A Bill to Provide for the Registration and Regulation of Investment Companies and Investment Advisers, and for Other Purposes, Part IV (Government Records)
Spring 1940
Hearings before a Subcommittee of the Committee on Banking and Currency, U.S. Senate on S.3580, A Bill to Provide for the Registration and Regulation of Investment Companies and Investment Advisers, and for Other Purposes, Part III - Exhibits (Government Records)
Hearings before a Subcommittee of the Committee on Banking and Currency, U.S. Senate on S.3580, A Bill to Provide for the Registration and Regulation of Investment Companies and Investment Advisers, and for Other Purposes, Part III - Exhibits (Government Records)
April 12 to 26, 1940
Hearings before a Subcommittee of the Committee on Banking and Currency, U.S. Senate on S.3580, A Bill to Provide for the Registration and Regulation of Investment Companies and Investment Advisers, and for Other Purposes, Part II (Government Records)
Hearings before a Subcommittee of the Committee on Banking and Currency, U.S. Senate on S.3580, A Bill to Provide for the Registration and Regulation of Investment Companies and Investment Advisers, and for Other Purposes, Part II (Government Records)
April 2, 3, 4, 5, 8, 9 and 10, 1940
Hearings before a Subcommittee of the Committee on Banking and Currency, U.S. Senate on S.3580, A Bill to Provide for the Registration and Regulation of Investment Companies and Investment Advisers, and for Other Purposes, Part I (Government Records)
Hearings before a Subcommittee of the Committee on Banking and Currency, U.S. Senate on S.3580, A Bill to Provide for the Registration and Regulation of Investment Companies and Investment Advisers, and for Other Purposes, Part I (Government Records)
March 26, 1940
Letter from President Franklin D. Roosevelt to SEC Commissioner George Mathews (Government Records)
Letter from President Franklin D. Roosevelt to SEC Commissioner George Mathews (Government Records)
1940s
Brief, U.S. Securities and Exchange Commission v. Samuel Okin (courtesy of the estate of Nathan Sameth)
Brief, U.S. Securities and Exchange Commission v. Samuel Okin (courtesy of the estate of Nathan Sameth)
1940
Investment Company Act of 1940 (Public Law No. 76-768) [Excerpt]; Enacted Sections 1-53 (accompanied by reports from the Senate Committee on Banking and Currency and the House Committee on Interstate and Foreign Commerce) (Government Records)
Investment Company Act of 1940 (Public Law No. 76-768) [Excerpt]; Enacted Sections 1-53 (accompanied by reports from the Senate Committee on Banking and Currency and the House Committee on Interstate and Foreign Commerce) (Government Records)
1940
United States of America before the Securities and Exchange Commission in the Matter of McKesson & Robbins, Inc., pursuant to Section 21(a) of the Securities Exchange Act of 1934, Report on Investigation [Image] Courtesy of Daniel Goelzer, Simon Lorne and the Public Company Accounting Oversight Board
United States of America before the Securities and Exchange Commission in the Matter of McKesson & Robbins, Inc., pursuant to Section 21(a) of the Securities Exchange Act of 1934, Report on Investigation [Image] Courtesy of Daniel Goelzer, Simon Lorne and the Public Company Accounting Oversight Board