Papers
Welcome to the Papers section of the virtual museum and archive. The materials in this section are organized chronologically.
36 Records Found
November 19, 2007
Obituary of Jennie Howle Randolph, former SEC Southeast Regional Counsel (edited from publication in Atlanta Journal-Constitution) [Transcription] (courtesy of an anonymous donor)
Obituary of Jennie Howle Randolph, former SEC Southeast Regional Counsel (edited from publication in Atlanta Journal-Constitution) [Transcription] (courtesy of an anonymous donor)
November 1, 2007
"Keeping the Markets Open: Lessons Learned from the 1987 Market Break" - Notes by Andrea M. Corcoran [Transcription] Courtesy of Andrea M. Corcoran
"Keeping the Markets Open: Lessons Learned from the 1987 Market Break" - Notes by Andrea M. Corcoran [Transcription] Courtesy of Andrea M. Corcoran
August 2, 2007
"October 1987, A Retrospective" by John J. Phelan, Jr., retired Chairman and Chief Executive Officer, New York Stock Exchange [Transcription]
"October 1987, A Retrospective" by John J. Phelan, Jr., retired Chairman and Chief Executive Officer, New York Stock Exchange [Transcription]
July 31, 2007
"The Fog of Battle, A Personal View of the October 1987 Market Break" by Alton Harvey [Transcription]
"The Fog of Battle, A Personal View of the October 1987 Market Break" by Alton Harvey [Transcription]
August 11, 2006
Recollection of Stuart J. Kaswell of 1987 Interview of Dennis Levine (prepared for the museum by Stuart J. Kaswell)
Recollection of Stuart J. Kaswell of 1987 Interview of Dennis Levine (prepared for the museum by Stuart J. Kaswell)
June 14, 2006
Edited Transcript of SEC Enforcement Roundtable (the video broadcast is available on www.sec.gov)
Edited Transcript of SEC Enforcement Roundtable (the video broadcast is available on www.sec.gov)
May 31, 2006
Edited Transcript of SEC Women Commissioners Roundtable (the audio broadcast is available on www.sec.gov) [Transcription]
Edited Transcript of SEC Women Commissioners Roundtable (the audio broadcast is available on www.sec.gov) [Transcription]
April 5, 2006
Harvey L. Pitt - "Where Are We Headed?," 26th Annual Manuel F. Cohen Lecture, The George Washington University Law School [Transcription] (with permission of The George Washington University Law School)
Harvey L. Pitt - "Where Are We Headed?," 26th Annual Manuel F. Cohen Lecture, The George Washington University Law School [Transcription] (with permission of The George Washington University Law School)
March 3, 2006
Paul Gonson - Speech in Acceptance of 2006 William O. Douglas Award [Transcription] (courtesy of Paul Gonson)
Paul Gonson - Speech in Acceptance of 2006 William O. Douglas Award [Transcription] (courtesy of Paul Gonson)
March 2006
Measuring Market Cleanliness, by Ben Dubow and Nuno Monteiro (courtesy of the Financial Services Authority)
Measuring Market Cleanliness, by Ben Dubow and Nuno Monteiro (courtesy of the Financial Services Authority)
December 20, 2005
Edited Transcript of SEC Chairmen Roundtable (the audio broadcast is available on www.sec.gov)
Edited Transcript of SEC Chairmen Roundtable (the audio broadcast is available on www.sec.gov)
November 17, 2005
Edited Transcript of SEC General Counsels Roundtable (the audio broadcast is available on www.sec.gov)
Edited Transcript of SEC General Counsels Roundtable (the audio broadcast is available on www.sec.gov)
April 18, 2005
Remembrance of September 11, 2001 by Sean Kemple
Remembrance of September 11, 2001 by Sean Kemple
June 2, 2004
An SEC Chairman's Recollection, by David S. Ruder (prepared for the museum by David S. Ruder)
An SEC Chairman's Recollection, by David S. Ruder (prepared for the museum by David S. Ruder)
June 2, 2004
Reflections of a Chairman by Roderick M. Hills (prepared for the museum by Roderick M. Hills)
Reflections of a Chairman by Roderick M. Hills (prepared for the museum by Roderick M. Hills)
June 2, 2004
The SEC and Investor Protection under Arthur Levitt, by Arthur Levitt (prepared for the museum by Arthur Levitt)
The SEC and Investor Protection under Arthur Levitt, by Arthur Levitt (prepared for the museum by Arthur Levitt)
June 2, 2004
Thirty Years of Change? by G. Bradford Cook (prepared for the museum by G. Bradford Cook)
Thirty Years of Change? by G. Bradford Cook (prepared for the museum by G. Bradford Cook)
June 2004
Memories from Early Days of the Securities and Exchange Commission, by Karl C. Smeltzer (prepared for the museum by Karl Smeltzer)
Memories from Early Days of the Securities and Exchange Commission, by Karl C. Smeltzer (prepared for the museum by Karl Smeltzer)
April 23, 2004
"What Went Wrong at the SEC?" by David Silver [Transcription] (courtesy of David Silver)
"What Went Wrong at the SEC?" by David Silver [Transcription] (courtesy of David Silver)
March 5, 2004
Speech in Acceptance of ASECA's William O. Douglas Award by Theodore A. Levine (courtesy of Theodore Levine)
Speech in Acceptance of ASECA's William O. Douglas Award by Theodore A. Levine (courtesy of Theodore Levine)
December 17, 2003
Letter by Mark K. Kessler in Remembrance of the SEC on November 22, 1963 (prepared for the museum by Mark Kessler)
Letter by Mark K. Kessler in Remembrance of the SEC on November 22, 1963 (prepared for the museum by Mark Kessler)
Winter 2003
"Sarbanes - Oxley, Back to the Future" by Theodore Levine and Daniel Hawke, Chief Legal Executive (courtesy of Theodore Levine)
"Sarbanes - Oxley, Back to the Future" by Theodore Levine and Daniel Hawke, Chief Legal Executive (courtesy of Theodore Levine)
August 1, 2003
LBJ Tapes Show President's Admiration for Manuel Cohen and Litmus Test for Regulators, by Eugene Goldman (prepared for the museum by Eugene Goldman)
LBJ Tapes Show President's Admiration for Manuel Cohen and Litmus Test for Regulators, by Eugene Goldman (prepared for the museum by Eugene Goldman)
2002
Sarbanes-Oxley Act of 2002 (Public Law No. 107-204); Sections 203(3), 203(f), 209(e)(3)(A) of IAA amended; Section 42(e)(3)(A) of ICA Amended (Government Records)
Sarbanes-Oxley Act of 2002 (Public Law No. 107-204); Sections 203(3), 203(f), 209(e)(3)(A) of IAA amended; Section 42(e)(3)(A) of ICA Amended (Government Records)
November 15, 2001
"Securities Regulation in the Global Internet Economy" Major Issues Conference (Day II) Transcript
"Securities Regulation in the Global Internet Economy" Major Issues Conference (Day II) Transcript
November 14, 2001
"Securities Regulation in the Global Internet Economy" Major Issues Conference (Day I) Transcript
"Securities Regulation in the Global Internet Economy" Major Issues Conference (Day I) Transcript
November 2001
Proceedings Book of "Securities Regulation in the Global Internet Economy" Major Issues Conference
Proceedings Book of "Securities Regulation in the Global Internet Economy" Major Issues Conference
December 21, 2000
Consolidated Appropriations - FY2001 (Public Law No. 106-554); Sections 2(a)(36), 2(a)(52) of ICA Amended (Government Records)
Consolidated Appropriations - FY2001 (Public Law No. 106-554); Sections 2(a)(36), 2(a)(52) of ICA Amended (Government Records)
March 2000
Final Report of the SEC Government-Business Forum on Small Business Capital Formation (courtesy of Richard Rowe)
Final Report of the SEC Government-Business Forum on Small Business Capital Formation (courtesy of Richard Rowe)