Securities and Exchange Commission Historical Society

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101 to 200 of 435 records

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October 16, 2012
Deloitte Fireside Chat VII: The Profession Looks at Sarbanes-Oxley
October 16, 2012
Deloitte Fireside Chat VII: The Profession Looks at Sarbanes-Oxley
October 16, 2012
Deloitte Fireside Chat VII: The Profession Looks at Sarbanes-Oxley
November 7, 2012
James McKinney, Robert Herz and Joseph Ucuzoglu
November 7, 2012
Robert Herz, James McKinney and Joseph Ucuzoglu
November 7, 2012
Deloitte Fireside Chat VIII: International Convergence
November 7, 2012
Deloitte Fireside Chat VIII: International Convergence
November 7, 2012
Deloitte Fireside Chat VIII: International Convergence
November 15, 2012
November 15, 2012
A Measured Response?
November 15, 2012
November 15, 2012
January 1, 2013
January 1, 2013
January 1, 2013
June 6, 2013
The Anatomy of Securities Regulation
June 6, 2013
The Anatomy of Securities Regulation
June 6, 2013
The Anatomy of Securities Regulation
June 6, 2013
The Anatomy of Securities Regulation
June 6, 2013
July 23, 2013
The Best of NERA 2013
July 23, 2013
The Best of NERA 2013
July 23, 2013
The Best of NERA 2013
July 23, 2013
The Best of NERA 2013
July 23, 2013
The Best of NERA 2013
September 12, 2013
Bingham Presents 2013: Asset Management
September 12, 2013
Bingham Presents 2013: Asset Management
September 12, 2013
Bingham Presents 2013: Asset Management
September 12, 2013
Bingham Presents 2013: Asset Management
October 1, 2013
October 10, 2013
Deloitte Fireside Chat IX: The FASB at Forty and Forward
October 10, 2013
Deloitte Fireside Chat IX: The FASB at Forty and Forward
October 10, 2013
Deloitte Fireside Chat IX: The FASB at Forty and Forward
January 1, 2014
Left to right: Mary Peters, Nancy Doty, Gail Pierce, Barbara Hannigan, Jodie Young, Jennifer Williams, Heidi Steiber, Beth Middleton, and Phoebe Brown
(Courtesy of Jonathan Shimmons )
June 5, 2014
June 5, 2014
John Olson, Keith Higgins, Ann Yeager, Cynthia Fornelli, Kenneth Durr and Jill Fisch
June 5, 2014
Corporate Governance in the New Century
June 5, 2014
Corporate Governance in the New Century
June 5, 2014
Corporate Governance in the New Century
June 5, 2014
Corporate Governance in the New Century
June 5, 2014
Corporate Governance in the New Century
June 5, 2014
June 5, 2014
Cynthia Fornelli, W. Hardy Callcott and John Okray
June 5, 2014
Corporate Governance in the New Century
July 24, 2014
Opening the Door: Roles of Women in Securities Regulation
July 24, 2014
Opening the Door: Roles of Women in Securities Regulation
July 24, 2014
Opening the Door: Roles of Women in Securities Regulation
July 24, 2014
Opening the Door: Roles of Women in Securities Regulation
September 15, 2014
Bingham Presents 2014: Current Issues in Broker-Dealer Enforcement
September 15, 2014
Bingham Presents 2014: Current Issues in Broker-Dealer Enforcement
September 15, 2014
Bingham Presents 2014: Current Issues in Broker-Dealer Enforcement
September 15, 2014
Bingham Presents 2014: Current Issues in Broker-Dealer Enforcement
September 15, 2014
Bingham Presents 2014: Current Issues in Broker-Dealer Enforcement
October 8, 2014
Deloitte Fireside Chat X: Financial Reporting - Past, Present and Future
October 8, 2014
J. Michael Cook, Mark Peecher and Joseph Ucuzoglu
October 8, 2014
Deloitte Fireside Chat X: Financial Reporting - Past, Present and Future
October 8, 2014
Deloitte Fireside Chat X: Financial Reporting - Past, Present and Future
November 6, 2014
The Experts Forum: Dodd-Frank, Derivatives and Structured Finance
November 6, 2014
Dr. Craig Lewis, Dr. Christopher Culp, Dr. James Overdahl and Jason Kravitt
November 6, 2014
The Experts Forum: Dodd-Frank, Derivatives and Structured Finance
November 6, 2014
The Experts Forum: Dodd-Frank, Derivatives and Structured Finance
November 6, 2014
The Experts Forum: Dodd-Frank, Derivatives and Structured Finance
November 6, 2014
The Experts Forum: Dodd-Frank, Derivatives and Structured Finance
December 11, 2014
PCAOB Associate Director-Accountant in the Division of Enforcement and Investigations, receiving five-year employee award from Chairman Doty in 2014
(Courtesy of Jonathan Shimmons )
December 16, 2014
PCAOB Funding Systems Operations Senior Manager receiving 10-year employee award from Chairman Jim Doty in 2014
(Courtesy of Jonathan Shimmons )
December 16, 2014
Jacob Lesser was an Associate and Assistant General Counsel from 2004 - 2015. Seen here receiving a 10-year employee award from Chairman Doty in 2014.
(Courtesy of Jonathan Shimmons )
December 16, 2014
Receiving ten-year employee award from PCAOB Chairman Jim Doty in 2014
(Courtesy of Jonathan Shimmons )
December 16, 2014
Deputy Director, PCAOB Division of Enforcment and Investigations (2004-2018), receiving ten-year employee award from Chairman Jim Doty in 2014
(Courtesy of Jonathan Shimmons )
January 1, 2015
PCAOB Ethics Officer and Senior Compliance Counsel (2004-2019)
(Courtesy of Jonathan Shimmons )
January 1, 2015
PCAOB Chairman (2011-2018)
(Courtesy of Jonathan Shimmons )
January 1, 2015
PCAOB General Counsel (2004-2007) and PCAOB Board Member (2011-2018)
(Courtesy of Jonathan Shimmons )
January 1, 2015
Steven B. Harris, Lewis H. Ferguson III, Chairman James R. Doty, Jeanette M. Franzel, and Jay D. Hanson (2015)
(Courtesy of Jonathan Shimmons )
January 1, 2015
Jay D. Hanson, Steven B. Harris, James R. Doty, Jeanette M. Franzel, Lewis H. Ferguson
(Courtesy of Grant Gibson )
January 1, 2015
Standing from left to right: Heidi Steiber, Jacob Lesser, Luis De La Torre, Davis Tyner, Muhamad Sosseh, J. Seymour Gordon, Michael Stevenson, George Kramer, Vincent Meehan, Jennifer Williams. Sitting from left to right: Beverly Middleton, Jodie Young, Nancy Doty, Barbara Hannigan, Gail Pierce, Mary Peters, Phoebe Brown
(Courtesy of Jonathan Shimmons )
January 1, 2015
(Courtesy of Jonathan Shimmons )
January 1, 2015
PCAOB Deputy Director, Division of Registration and Inspections (2007-2018)
(Courtesy of Jonathan Shimmons )
January 1, 2015
PCAOB Board Member (2008-2018)
(Courtesy of Jonathan Shimmons )
January 1, 2015
PCAOB Associate Director of the Budget and Financial Planning & Analysis
(Courtesy of Jonathan Shimmons )
April 16, 2015
COSO at Thirty Years
April 16, 2015
April 16, 2015
COSO at Thirty Years
May 1, 2015
May 1, 2015
June 4, 2015
The Remaking of the Municipal Market
June 4, 2015
The Remaking of the Municipal Market
June 4, 2015
The Remaking of the Municipal Market
June 4, 2015
(front row, left to right) Lynnette Kelly, Marcy Edwards, Lynn Hume, Ritta McLaughlin, W. Bartley Hildreth; (back row, left to right) Thomas Doe, Kenneth Durr, Robert Fippinger, Michael Post
June 4, 2015
September 29, 2015
Morgan Lewis Presents 2015: Burning Issues at the SEC
September 29, 2015
Morgan Lewis Presents 2015: Burning Issues at the SEC
September 29, 2015
Merri Jo Gillette, Andrew Calamari, Jill Fisch, Timothy Burke
October 1, 2015
October 1, 2015
October 1, 2015
October 1, 2015
October 1, 2015
October 1, 2015
October 1, 2015
October 1, 2015
October 1, 2015

101 to 200 of 435 records

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