Securities and Exchange Commission Historical Society

Photos

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January 1, 2010
(Courtesy of Clark Vandergrift )
January 1, 2010
Director, PCAOB Office of Research and Analysis (2005-2012)
(Courtesy of Jonathan Shimmons )
January 1, 2010
Executive Assistant to PCAOB Board Member Bill Gradison; then PCAOB's Small Business and Broker-Dealer Forum Coordinator
(Courtesy of Jonathan Shimmons )
January 1, 2010
(Courtesy of Clark Vandergrift )
January 1, 2010
PCAOB Inspection Report Associate, Assistant Corporate Secretary, and Associate Corporate Secretary
(Courtesy of Jonathan Shimmons )
January 1, 2010
Law Students at Pace Securities Arbitration Clinic prep for FINRA arbitration hearing
(Courtesy of Pace Securities Arbitration Clinic )
January 1, 2010
Law Students at Pace Securities Arbitration Clinic prep for FINRA arbitration hearing
(Courtesy of Pace Securities Arbitration Clinic )
January 1, 2010
Pace Clinic Director Jill Gross helps student prep for closing arguments of FINRA arbitration hearing
(Courtesy of Pace Securities Arbitration Clinic )
January 1, 2010
(Courtesy of Clark Vandergrift )
January 1, 2010
Left to right: Jay D. Hanson, Daniel L. Goelzer, James R. Doty, Steven B. Harris, Lewis H. Ferguson
(Courtesy of Clark Vandergrift )
January 1, 2010
PCAOB Interior Offices
(Courtesy of Clark Vandergrift )
January 1, 2010
Founding PCAOB Board Member
(Courtesy of Jonathan Shimmons )
January 1, 2010
(Courtesy of Clark Vandergrift )
March 17, 2010
David Lipton (back to camera) with the Sanger family: (front row) Bryna Sanger; (back row) Murray Zung, Elizabeth Sanger-Zung, Gail Sanger, Al Fenster and Harry Katz
March 17, 2010
March 17, 2010
March 17, 2010
Nell Minow (center) and David Lipton (far right) with members of the Sanger family: Elizabeth Sanger-Zung, Gail Sanger, Al Fenster, Murray Zung, Bryna Sanger and Harry Katz
April 15, 2010
Paul Berger, Jeffrey Manns and Stanley Sporkin
April 15, 2010
May 10, 2010
June 3, 2010
June 3, 2010
June 3, 2010
Donna Nagy, Joanne Moffic-Silver, Richard Ketchum and James Brigagliano. James Duffy is behind Professor Nagy.
July 27, 2010
Elaine Buckberg, Lisa Fairfax and Chudozie Okongwu (back to camera) listen to Christopher Laursen during broadcast
July 27, 2010
Lisa Fairfax, Christopher Laursen, Chudozie Okongwu (partially obscured by microphone) and Elaine Buckberg prepare before the start of broadcast
September 29, 2010
Erik Sirri, W. Hardy Callcott, David Tittsworth and Michael Sharp
September 29, 2010
October 14, 2010
Robert Kueppers, Roderick Hills and G. Peter Wilson
October 14, 2010
Robert Kueppers, G. Peter Wilson and Roderick Hills
October 14, 2010
October 26, 2010
October 26, 2010
Robert Kueppers, Ira Solomon, Cynthia Fornelli and Joseph Carcello
February 1, 2011
March 28, 2011
Steven Schwarcz (left) and Donald Langevoort
March 28, 2011
March 28, 2011
Steven Schwarcz presents at Georgetown University Law Center
May 24, 2011
From left, Martin F. Baumann (2009-2018), Thomas Ray (2006-2009), Douglas Carmichael (2003-2006)
(Vlada Postnikov )
June 2, 2011
June 2, 2011
June 2, 2011
June 2, 2011
June 2, 2011
July 26, 2011
The Best of NERA 2011
July 26, 2011
The Best of NERA 2011
July 26, 2011
The Best of NERA 2011
July 26, 2011
The Best of NERA 2011
September 13, 2011
Bingham Presents 2011: Enforcement After Dodd-Frank
September 13, 2011
Bingham Presents 2011: Enforcement After Dodd-Frank
September 13, 2011
Bingham Presents 2011: Enforcement After Dodd-Frank
September 13, 2011
September 13, 2011
Bingham Presents 2011: Enforcement After Dodd-Frank
September 13, 2011
September 13, 2011
Bingham Presents 2011: Enforcement After Dodd-Frank
September 13, 2011
September 13, 2011
Bingham Presents 2011: Enforcement After Dodd-Frank
October 5, 2011
Robert Kueppers and Mark Peecher
October 5, 2011
Deloitte Fireside Chat V: Role of the Auditor
October 18, 2011
Deloitte Fireside Chat VI: The SEC's Role in Accounting Standards Setting
October 18, 2011
Deloitte Fireside Chat VI: The SEC's Role in Accounting Standards Setting
October 18, 2011
Loretta Cangialosi, Mark Beasley, Arthur Wyatt and Robert Kueppers
October 18, 2011
Deloitte Fireside Chat VI: The SEC's Role in Accounting Standards Setting
November 1, 2011
Silver Screen: How Films Shape Public Perception of Financial Regulation
November 1, 2011
Silver Screen: How Films Shape Public Perception of Financial Regulation
November 1, 2011
J. Bradley Bennett, David Lipton and John Reed Stark
November 1, 2011
Silver Screen: How Films Shape Public Perception of Financial Regulation
November 1, 2011
Silver Screen: How Films Shape Public Perception of Financial Regulation
January 1, 2012
Douglas Grande (left) was one of the first inspectors hired and eventually served as the Associate Director of the Denver Office. Paul Bijou (right) spent more than 15 years at the Board.
(Courtesy of Bill Denison )
January 1, 2012
George Botic (left) joined the PCAOB in 2003 as a Deputy Director and was named the Director of the Office of Inspections and Registrations in 2018. Chris Mandaleris (right) spent more than 17 years at the PCAOB.
(Courtesy of Bill Denison )
January 1, 2012
(Courtesy of Bill Denison )
January 1, 2012
(Courtesy of Bill Denison )
January 1, 2012
Steven B. Harris, Lewis H. Ferguson, James R. Doty, Jeanette M. Franzel, Jay D. Hanson
(Courtesy of Bill Denison )
March 22, 2012
Diane Sanger Memorial Lecture
March 22, 2012
Diane Sanger Memorial Lecture
March 22, 2012
April 11, 2012
Ponzi Scheme Puzzles
April 11, 2012
Ponzi Scheme Puzzles
April 11, 2012
Ponzi Scheme Puzzles
April 11, 2012
Ponzi Scheme Puzzles
June 7, 2012
A. Clarence Sampson, Dennis Beresford, George Fritz and Edmund Jenkins
June 7, 2012
A Creative Irritant: The Relationship between the SEC and Accounting Standard Setters
June 7, 2012
A Creative Irritant: The Relationship between the SEC and Accounting Standard Setters
June 7, 2012
A Creative Irritant: The Relationship between the SEC and Accounting Standard Setters
June 7, 2012
A Creative Irritant: The Relationship between the SEC and Accounting Standard Setters
July 24, 2012
Alan Grant, John Montgomery, Arthur Laby and James Overdahl
July 24, 2012
The Best of NERA 2012
July 24, 2012
The Best of NERA 2012
July 24, 2012
The Best of NERA 2012
July 24, 2012
The Best of NERA 2012
July 24, 2012
The Best of NERA 2012
July 30, 2012
The Sarbanes-Oxley Act: The First Decade
July 30, 2012
July 30, 2012
The Sarbanes-Oxley Act: The First Decade
July 30, 2012
The Sarbanes-Oxley Act: The First Decade
July 30, 2012
The Sarbanes-Oxley Act: The First Decade
September 13, 2012
Bingham Presents 2012: Criminal Enforcement of Securities Laws
September 13, 2012
Bingham Presents 2012: Criminal Enforcement of Securities Laws
September 13, 2012
Bingham Presents 2012: Criminal Enforcement of Securities Laws
September 13, 2012
Bingham Presents 2012: Criminal Enforcement of Securities Laws
September 13, 2012
Bingham Presents 2012: Criminal Enforcement of Securities Laws
October 16, 2012
Alan Beller, Mark Peecher and Joseph Ucuzoglu

1 to 100 of 435 records

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