- November 13, 2024
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The SEC Historical Society Regional Offices Roundtable
Moderator: G. Jeffrey Boujoukos, Partner at Morgan Lewis will moderate the discussion. Jeffrey serves on the Board of the SEC Historical Society as the Vice President of Museum Programs. He served as the Regional Director of the Philadelphia Regional Office from 201
Presenter(s): Antonia M. Apps - New York; Silvestre A. Fontes - Boston; Nekia Hackworth Jones - Atlanta; Nicholas P. Grippo - Philadelphia
This presentation is made possible with the generous support of Morgan Lewis.
- June 13, 2024
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“Ike” Hunt - Hall of Honor
Moderator: Keir Gumbs
Presenter(s): Richard M. Humes Served as Associate General Counsel for the Litigation and Administration Practice for the SEC. Aulana L. Peters (invited) Served as a SEC Commissioner from 1984 to 1988. Paul F. Roye Served as Director of the Division of lnvestment Management for the SEC, where he worked for three SEC Chairman. Erica Y. Williams Served 11 years at the SEC as Deputy Chief of Staff for three chairs.
The program is part of a larger annual initiative to recognize, honor and preserve the historical contributions of people from diverse racial and ethnic backgrounds in the financial regulatory community.
To launch this initiative, a seed gift has been made by the Society’s VP of Development and Engagement Ron Long who is leading an effort to gather support for the Hall to honor future awardees. We encourage you to donate to support this special honor and the SEC Historical Society's mission.
- February 15, 2024
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The Evolution of “Materiality”
Moderator: Susan Markel, Chairman of the SEC Historical Society and Partner Managing Director at the international consulting firm, Alex Partners.
Presenter(s): Trevor Barton, Partner and Senior National Professional Practice Director at Deloitte Meredith B. Cross, Partner, WilmerHale; former SEC Director of the Division of Corporation Finance Daniel L. Goelzer, Retired Partner, Baker McKenzie; former SEC General Counsel; former PCAOB Board member; and former member of SASB Rich A. Levine, Of Counsel at Whistleblower Advocates PLLC; former Partner, Labaton Sucharow; former Associate General Counsel for Legal Policy in the SEC’s Office of the General Counsel Dave M. Lynn, Partner, Goodwin; Senior Editor, the Corporate Counsel; former Chief Counsel of SEC’s Division of Corporation Finance Joan E. McKown, Of Counsel, Jones Day; former Chief Counsel of SEC’s Division of Enforcement
This program is made possible with the generous support of Deloitte.
- January 18, 2024
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Judge Stanley Sporkin SEC Enforcement Panel
Moderator: William McLucas
Presenter(s): Current and former SEC Directors of Enforcement discuss initiatives of Stanley Sporkin that continue to impact today's SEC. Panelists included Stephanie Avakian, Andrew Ceresney, Gurbir Grewal, and Steven Peikin.
ASECA produced the panel to kick off the Judge Stanley Sporkin Memorial Scholarship.
