Securities and Exchange Commission Historical Society

Programs

Morgan Lewis Presents

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Morgan Lewis (www.morganlewis.com) provides comprehensive litigation, corporate, finance, restructuring, employment and benefits, and intellectual property services in all major industries, helping clients address and anticipate challenges across vast and rapidly changing landscapes. Founded in 1873, Morgan Lewis offers more than 2,200 legal professionals, including lawyers, patent agents, employee benefits advisers, regulatory scientists, and other specialists in 30 offices across North America, Europe, Asia and the Middle East.

The SEC Historical Society partners with Morgan Lewis & Bockius LLP each year to broadcast a program on current issues in financial regulation of interest to the legal profession. The series includes the legacy Bingham Presents broadcasts from 2009 through 2014.


Programs

November 13, 2024

The SEC Historical Society Regional Offices Roundtable

Moderator: G. Jeffrey Boujoukos, Partner at Morgan Lewis will moderate the discussion. Jeffrey serves on the Board of the SEC Historical Society as the Vice President of Museum Programs. He served as the Regional Director of the Philadelphia Regional Office from 201
Presenter(s): Antonia M. Apps - New York; Silvestre A. Fontes - Boston; Nekia Hackworth Jones - Atlanta; Nicholas P. Grippo - Philadelphia
This presentation is made possible with the generous support of Morgan Lewis.
November 1, 2023

The SEC San Francisco Regional Office - A Historical Perspective.

Moderator: G. Jeffrey Boujoukos Partner, Morgan Lewis Former Regional Director Philadelphia Regional Office 2016–2020
Presenter(s): Monique Winkler Regional Director, San Francisco Office 2022–present; Erin Schneider Former Regional Director, San Francisco Office 2019–2022; Jina Choi Former Regional Director, San Francisco Office 2013–2018; Marc Fagel Former Regional Director, San Francisco Office 2008–2013; Helane Morrison Former Regional Director, San Francisco Office 1999–2007; David Bayless Former Regional Director, San Francisco Office 1994–1999
This presentation is made possible with the support of Morgan Lewis.
October 11, 2022

From OCIE to the Division of Examinations: A Leadership Perspective on the Past and Future of the SEC Examinations Program

Moderator: G. Jeffrey Boujoukos, Partner, Morgan Lewis; Former Director, SEC Philadelphia Regional Office
Presenter(s): Richard R. Best, Director, SEC Division of Examinations; Daniel S. Kahl, Partner, Kirkland & Ellis; Former Acting Director, Division of Examinations; Joy G. Thompson, Associate Regional Director, Division of Examinations, SEC Philadelphia Regional Office
This program is made possible with a grant from Morgan, Lewis, and Bockius, LLP.
October 12, 2021

Morgan Lewis Presents 2021: A Decade of Enforcement Specialization

Moderator: Jeff Boujoukos, Morgan Lewis partner and former Regional Director of the SEC’s Philadelphia Office
Presenter(s): ): LeeAnn G. Gaunt, Chief, Municipal Securities and Public Pensions Unit; Joseph G. Sansone, Chief, Market Abuse Unit; Kristina Littman, Chief, Cybersecurity Unit; Adam S. Aderton, Co-Chief, Asset Management Unit; C. Dabney O’Riordon, Co-Chief, Asset Management Unit; Osman Nawaz, Acting Chief, Complex Financial Instruments Unit; Charles Cain, Chief, Foreign Corrupt Practices Unit
This program is made possible with the support of Morgan, Lewis and Bockius, LLP.
October 21, 2020

Morgan Lewis Presents 2020: SEC Regional Directors Roundtable

Moderator: Jeff Boujoukos, Morgan Lewis partner and former Regional Director of the SEC’s Philadelphia Office
Presenter(s): The panel included Richard R. Best, Director of the New York Regional Office, Marc P. Berger, Deputy Director of Enforcement and former Director of New York’s Regional Office, and Kelly L. Gibson, Director of the Philadelphia Regional Office.
September 24, 2019

Morgan Lewis Presents 2019 Spotlight on SEC Cyber Trends: A Conversation with Carolyn Welshhans

Presenter(s): Carolyn Welshhans, Associate Director and acting Cyber Unit Chief in the SEC's Enforcement Division discusses trends in today's emerging cyber landscape with Morgan Lewis partner Ivan Harris. Topics include initial coin offerings (ICOs), trading (hacking, account intrusion, and manipulations), cybersecurity controls, and issuer disclosures.
3 October 2018

Morgan Lewis Presents 2018: A Conversation with Stephanie Avakian and Steven Peikin

Moderator: Moderators: Ben Indek and Susan Resley.
Presenter(s): Panelists: Stephanie Avakian and Steven Peikin, Co-Directors, SEC Division of Enforcement.
28 September 2017

Morgan Lewis Presents 2017: Understanding Cybersecurity Regulation - Perspectives from Federal and State Regulators

Moderator: Joel Reidenberg
Presenter(s): Meredith Cross, Susan Axelrod, Michael Pieciak, Timothy Burke
29 September 2015

Morgan Lewis Presents 2015: Burning Issues at the SEC

Moderator: Jill Fisch
Presenter(s): Timothy Burke, Andrew Calamari, Merri Jo Gillette
September 15, 2014

Bingham Presents 2014: Current Issues in Broker-Dealer Enforcement

Moderator: Eric Roiter
Presenter(s): Timothy Burke, Andrew Ceresney, Eric Grossman, Joaquin Sena
12 September 2013

Bingham Presents 2013: Asset Management

Moderator: Arthur Laby
Presenter(s): Andrew Donohue, Thomas Harman, Nancy Morris
13 September 2012

Bingham Presents 2012: Criminal Enforcement of Securities Laws

Moderator: Lisa Fairfax
Presenter(s): George Canellos, Susan Merrill, Marc Minor
13 September 2011

Bingham Presents 2011: Enforcement After Dodd-Frank

Moderator: Jeffrey Manns
Presenter(s): Eric Grossman, Robert Khuzami, David Meister, Susan Merrill
29 September 2010

Bingham Presents 2010: Harmonization of the Regulation of Investment Advisers and Broker Dealers

Moderator: Erik Sirri
Presenter(s): W. Hardy Callcott, Michael Sharp, David Tittsworth
24 September 2009

Bingham Presents 2009: New World of Financial Regulation

Moderator: Theresa Gabaldon
Presenter(s): Jesse Eisinger, Roberta Karmel, Joseph Stiglitz

Permission for Use

The virtual museum and archive is copyrighted by the SEC Historical Society. The Society reserves the right to restrict access to or use of the museum by any user at any time.

Users are prohibited from sharing or downloading any material for publication or commercial purposes without written permission from the Executive Director. Requests for permission must be submitted by email and specify the material requested and for what purpose.

Material used with the Society's permission should be credited to: www.sechistorical.org.