The SEC Historical Society hosted a virtual special program bringing together the leadership of the Boston, New York, Atlanta, and Philadelphia Regional Offices for a roundtable discussion as part of the new gallery on the history of the SEC’s Regional Offices for its Virtual Museum of Financial Regulation.
Watch Webinar (Hosted by Morgan Lewis).
The session includes four current SEC Regional Office Directors:
This presentation is made possible with the generous support of Morgan Lewis.
Please update your records.
SEC Historical Society, 1455 Pennsylvania Avenue NW #400, Washington, DC 20004
Randy Fons shares a unique perspective, having served in senior leadership positions at three regional SEC offices. Two of the regional offices at the time covered district offices that are now also regional offices.
The U.S. Securities and Exchange Commission will commemorate the 90-year anniversary of the Securities Exchange Act and the creation of the SEC. The event will include panel discussions featuring former SEC chairs and experts on the SEC’s history.
The SEC Historical Society, in conjunction with its 25th Anniversary Leadership Series Celebration, announces the inaugural awardees for its Isaac C. Hunt Jr. Hall of Honor.
The 2023 independent auditor's report may now be downloaded (pdf).
