Securities and Exchange Commission Historical Society

Papers

1 to 55 of 55 records

Page:
January 20, 2010
transcript pdf (Courtesy of Norman Poser)
February 26, 2010
image pdf (Government Records)
March 31, 2010
Report of Investigation, SEC Office of Inspector General: Investigation of the SEC's Response to Concerns Regarding Robert Allen Stanford's Alleged Ponzi Scheme (redacted)

(Government Records)

May 7, 2010
transcript pdf (Courtesy of Harvey Pitt)
May 18, 2010
image pdf (Government Records)
May 20, 2010
image pdf (Government Records)
June 1, 2010
image pdf (Courtesy of Zoe-Vanna Palmrose)
June 7, 2010
image pdf (Courtesy of Northwestern University Law School)
June 17, 2010
image pdf (Courtesy of the William J. Clinton Library)
July 2010
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
July 12, 2010
image pdf
September 30, 2010
image pdf (Government Records)
March 14, 2011
image pdf
May 16, 2011
image pdf (Courtesy of the Financial Accounting Foundation Library)
June 23, 2011
image pdf (Courtesy of Northwestern University Law School)
August 22, 2011
image pdf (Government Records)
September 27, 2011
image pdf (Government Records)
October 5, 2011
image pdf (Government Records)
January 6, 2012
image pdf (Courtesy of Stuart Kaswell)
January 26, 2012
image pdf (Courtesy of Northwestern University Law School)
March 2012
image pdf (Courtesy of Committee of Sponsoring Organizations of the Treadway Commission)
June 30, 2012
image pdf (SEC Historical Society files)
July 25, 2012
image pdf
January 10, 2013
image pdf
January 10, 2013
image pdf
May 2013
image pdf (Courtesy of Committee of Sponsoring Organizations of the Treadway Commission)
May 2013
image pdf (Courtesy of Committee of Sponsoring Organizations of the Treadway Commission)
June 2013
image pdf (Courtesy of Committee of Sponsoring Organizations of the Treadway Commission)
July 20, 2013
image pdf
October 12, 2013
transcript pdf (Courtesy of Lawrence Newman)
December 1, 2013
image pdf (Courtesy of Northwestern University Law School)
December 30, 2013
image pdf (2014 Writing Award)
January 1, 2014
image pdf (Courtesy of Jill I. Gross)
February 2014
image pdf (Courtesy of Committee of Sponsoring Organizations of the Treadway Commission)
February 20, 2014
transcript pdf (Courtesy of Peter J. Romeo)
April 23, 2014
image pdf (Courtesy of Dorsey & Whitney LLP)
June 10, 2014
image pdf (Courtesy of the Financial Accounting Foundation Library)
June 27, 2014
image pdf (Courtesy of the Financial Accounting Foundation Library)
December 13, 2014
image pdf (2015 Writing Award)
05/01/2015
document pdf (Courtesy of David Ruder)
May, 2016 (Revised March 10, 2017)
transcript pdf
2017
image pdf
June 19, 2017
image pdf (Courtesy of Northwestern University Law School)
August 22, 2017
image pdf (Courtesy of Georgia State University)
September 25, 2017
image pdf
October 12, 2017
image pdf (Courtesy of Georgia State University)
October 12, 2017
image pdf (Courtesy of Georgia State University)
October 12, 2017
image pdf (Courtesy of Georgia State University)
November 11, 2017
image pdf (Courtesy of Georgia State University)
December 12, 2017
image pdf (Courtesy of Georgia State University)
May 28, 2018
image pdf (Courtesy of Georgia State College of Law)
May 29, 2018
image pdf (Courtesy of Georgia State University)
May 31, 2018
image pdf (Courtesy of Georgia State University)
November 8, 2018
edited transcript pdf (Courtesy of Practising Law Institute)
February 8, 2019
document pdf (Courtesy of Joe Sullivan)

1 to 55 of 55 records

Page:

Permission for Use

The virtual museum and archive is copyrighted by the SEC Historical Society. The Society reserves the right to restrict access to or use of the museum by any user at any time.

Users are prohibited from sharing or downloading any material for publication or commercial purposes without written permission from the Executive Director. Requests for permission must be submitted by email and specify the material requested and for what purpose.

Material used with the Society's permission should be credited to: www.sechistorical.org.