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Virtual Museum and Archive of the History of Financial Regulation

SEC HISTORICAL SOCIETY

Calendar

Sep 29

Bingham Presents 2010: Harmonization of Regulation of Investment Advisers and Broker-Dealers

Audio broadcast live 5:00 pm ET on www.sechistorical.org and presented at Bingham McCutchen LLP, New York

Moderated by Professor Erik Sirri, Babson College, with:

  • W. Hardy Callcott, Bingham McCutchen LLP
  • David Tittsworth, Investment Adviser Association

Made possible through the support of Bingham McCutchen LLP

Oct 14

Deloitte Fireside Chat III: Regulation in the Audit Profession - Yesterday, Today and Tomorrow

Audio broadcast live 2:00 pm ET on www.sechistorical.org

Moderated by Professor G. Peter Wilson, Boston College, with:

  • Roderick Hills, Hills Stern & Morley
  • Robert Kueppers, Deloitte LLP

Questions for the chat can be submitted through October 13th.

Made possible through the support of Deloitte LLP

Oct 26

Deloitte Fireside Chat IV: Responsibility for Preventing and Detecting Financial Reporting Fraud

Audio broadcast live 2:00 pm ET on www.sechistorical.org

Moderated by Professor Ira Solomon, University of Illinois at Urbana-Champaign, with:

  • Joseph Carcello, University of Tennessee at Knoxville
  • Cynthia Fornelli, Center for Audit Quality
  • Robert Kueppers, Deloitte LLP

Questions for the chat can be submitted through October 25th.

Made possible through the support of Deloitte LLP

Oct 28

11th Annual A.A. Sommer, Jr. Lecture on Corporate, Securities and Financial Law

In partnership with Fordham Law School and Morgan, Lewis & Bockius LLP. Presented by Peter Wallison, American Enterprise Institute and Commissioner, Financial Crisis Inquiry Commission

Dec 1
Opening of Permanent Gallery

The Institution of Experience: Self-Regulatory Organizations in the Securities Industry, 1792 - 2010

Dr. Kenneth Durr and Robert Colby, History Associates, Inc., Curator

(copyright) 2002-2010 Securities and Exchange Commission Historical Society

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