New Members, Board of Trustees (full roster)
New Members, Board of Advisors* (full roster)
* The Board of Advisors is a corps of committed volunteers who, while not subject to the governance and fiduciary responsibilities of the Board of Trustees, work individually and as a group to advance the mission and work of the SEC Historical Society.
Watch the archived video broadcast discussion between moderator Dr. Ken Durr and 3 former directors of SEC's Division of Trading and Markets -- Richard G. Ketchum, Dr. Richard R. Lindsey, and Annette Nazareth.
The panel examines the reshaping of the equities markets from the mid-1990s to mid-2000s, from Reg ATS (Alternative Trading System) through Reg NMS (National Market System), distinguishing the role of regulation, market innovation, and chance, in driving these changes.
Hear about the origins of the FCPA, the development of insider trading, and the impact of technology on the markets and the retail investor, giving insight into the overall development and direction of the SEC's enforcement program.
Panelists: Stephanie Avakian and Steven Peikin, and former division directors Andrew J. Ceresney, Stephen Cutler, Robert Khuzami, Gary Lynch, William McLucas, Stanley Sporkin, Linda Thomsen, and Richard Walker. Moderator: Dr. Harwell Wells.
