In partnership with The Securities Law Section-Federal Bar Association and The Association of Securities and Exchange Commission Alumni
Moderated by: Dr. Harwell Wells
Insights into SEC Enforcement: The directors will discuss key issues and challenges that occurred during their tenure ranging from the origin of the FCPA through the development of insider trading and the impact of technology on the markets and the retail investor, giving insight into the overall development and direction of the SEC's enforcement program.
Registration is required only for in-person attendance.
THIS EVENT ALSO WILL BE WEBCAST LIVE AT WWW.SECHISTORICAL.ORG
The Investment Company Gallery is the museum's 16th permanent gallery. The gallery shows how investment companies and their financial products - a cornerstone of American finance - have evolved over the last 75 years through a complex interplay between investment advisers, fund managers, and federal regulators.Visit the Gallery
Moderator Tom Davenport, Professor, Babson College, along with Dan Sunderland, Chief Auditor, Deloitte & Touche LLP and Will Bible, Partner, Deloitte & Touche LLP.Watch The Recording
Chairman, U.S. Securities and Exchange Commission April 18, 1977 - March 1, 1981
The virtual museum and archive is copyrighted by the SEC Historical Society. The Society reserves the right to restrict access to or use of the museum by any user at any time.
Users are prohibited from sharing or downloading any material for publication or commercial purposes without written permission from the Executive Director. Requests for permission must be submitted by email and specify the material requested and for what purpose.
Material used with the Society's permission should be credited to: www.sechistorical.org.