The Securities and Exchange Commission Historical Society and Morgan Lewis hosted the co-directors of the SEC Division of Enforcement for a discussion about the trends in today's regulatory landscape with a look ahead to tomorrow.
The conversation with Stephanie Avakian and Steven Peikin focused on timely topics such cryptocurrencies, retail investor protection, and key enforcement cases and priorities.
In this brief introductory video, Meredith Cross, former Director of the SEC's Division of Corporation Finance, highlights key issues from her oral history interview covering her two stints at the SEC during times of remarkable change. Learn more from Meredith's full oral history.
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Watch the video broadcast discussion between moderator Dr. Ken Durr and 3 former directors of SEC's Division of Trading and Markets -- Richard G. Ketchum, Dr. Richard R. Lindsey, and Annette Nazareth.
The panel examines the reshaping of the equities markets from the mid-1990s to mid-2000s, from Reg ATS (Alternative Trading System) through Reg NMS (National Market System), distinguishing the role of regulation, market innovation, and chance, in driving these changes.
