Live Audio Broadcast Monday, September 15th * 5:00 pm ET
Bingham McCutchen LLP
Director, SEC Division of Enforcement
Bank of America
Boston University School of Law
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BINGHAM PRESENTS 2014
Current Issues in Broker-Dealer Enforcement
September 24, 2009 Bingham Presents 2009: New World of Financial Regulation
Related Museum Materials
Check out these materials in the museum collection for additional content and context for this program, or use Search for more information:
Previous Bingham Presents broadcasts on asset management, criminal enforcement of securities laws, enforcement after Dodd-Frank, harmonization of the regulation of investment advisers and broker dealers, and new world of financial regulation.
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