Securities and Exchange Commission Historical Society
Watch "RULEMAKING UNDER THE '40 ACT", June 1, 2017 (90 min)
Three former Directors of SEC's Division of Investment Management look back over two decades of rulemaking affecting investment companies and advisers.

Society News

 New Members Named to Board of Advisors

Officers, 2017-18 Board of Trustees

  • Daniel L. Goelzer, Baker & McKenzie LLP – President
  • David Lynn, Jenner & Block LLP – Chairman
  • Thomas O. Gorman, Dorsey & Whitney LLP – President-Elect
  • David A. Lipton, The Catholic University of America – Vice President-Museum
  • John J. Okray – Vice President-Development
  • Susan G. Markel, AlixPartners LLP – Treasurer
  • Mark D. Cahn, Wilmer Cutler Pickering Hale and Dorr LLP – Secretary

New Members, Board of Trustees (full roster)

  • David P. Bergers, LPL Financial
  • Michael J. Gallagher, PwC LLP
  • Roberta S. Karmel, Brooklyn Law School
  • Arthur B. Laby, Rutgers Law School
  • Joan E. McKown, Jones Day
  • Joseph B. Ucuzoglu, Deloitte LLP

New Members, Board of Advisors (full roster)*

  • Andrew J. Ceresney, Debevoise & Plimpton LLP
  • Lisa M. Fairfax, George Washington University
  • Keith F. Higgins, Ropes & Gray LLP
  • Christopher M. Holmes, EY LLP
  • Hope M. Jarkowski, Intercontinental Exchange
  • Annette L. Nazareth, Davis Polk & Wardwell LLP
  • Lori A. Richards, JP Morgan Chase & Co.
  • Michael J. Ryan, Jr.


*The Board of Advisors is a corps of committed volunteers who, while not subject to the governance and fiduciary responsibilities of the Board of Trustees, work individually and as a group to advance the mission and work of the SEC Historical Society.

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