In partnership with The Securities Law Section-Federal Bar Association and The Association of Securities and Exchange Commission Alumni
Dr. Harwell Wells, Professor, Temple University Beasley School of Law
Insights into SEC Enforcement: The directors will discuss key issues and challenges that occurred during their tenure ranging from the origin of the FCPA through the development of insider trading and the impact of technology on the markets and the retail investor, giving insight into the overall development and direction of the SEC's enforcement program.
Featuring former Division Directors of Trading and Markets: Annette Nazareth, Richard Ketchum and Richard Lindsey
Part of constructing a new Gallery on Market Structure
The Investment Company Gallery is the museum's 16th permanent gallery. The gallery shows how investment companies and their financial products - a cornerstone of American finance - have evolved over the last 75 years through a complex interplay between investment advisers, fund managers, and federal regulators.Visit the Gallery
Moderator Tom Davenport, Professor, Babson College, along with Dan Sunderland, Chief Auditor, Deloitte & Touche LLP and Will Bible, Partner, Deloitte & Touche LLP.Watch The Recording
Chairman, U.S. Securities and Exchange Commission April 18, 1977 - March 1, 1981
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