Part of building new Enforcement Gallery and Irving Pollack Exhibit
This special exhibit features a 24-videotape "compliance course" produced by the U.S. Securities and Exchange Commission during August 20 - 24, 1979. The series of videos captures then-Director of the Division of Investment Management, Sydney H. Mendelsohn leading SEC staff experts through a discussion of the provisions of the Investment Company Act of 1940 in what Mendelsohn calls, "A walk through the statute."
The Investment Company Gallery is the museum's 16th permanent gallery. The gallery shows how investment companies and their financial products - a cornerstone of American finance - have evolved over the last 75 years through a complex interplay between investment advisers, fund managers, and federal regulators.Visit the Gallery
Moderator Tom Davenport, Professor, Babson College, along with Dan Sunderland, Chief Auditor, Deloitte & Touche LLP and Will Bible, Partner, Deloitte & Touche LLP.Watch The Recording
Chairman, U.S. Securities and Exchange Commission April 18, 1977 - March 1, 1981
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