About the Historical Society – SEC Historical Society

About the SEC Historical Society

Short video history of the founding and mission of the SEC Historical Society featuring David S. Ruder, Paul Gonson, Harvey L. Pitt, Daniel L. Goelzer, Meredith B. Cross, Mary L. Schapiro, and William R. McLucas.

The SEC Historical Society shares and preserves knowledge of the history of financial regulation by and through the Securities and Exchange Commission.

Founded in 1999, the Society is a 501(c)(3) non-profit organization, independent of and separate from the U.S. Securities and Exchange Commission. Our virtual museum is independent of any SEC oversight.

The SEC Historical Society is funded solely by gifts and grants from the private sector, and receives no government funding. Over 85% of annual contributions are used for the virtual museum and archive’s building and outreach. Give today to keep the museum current, independent and growing.

The society’s annual reports include audited financial statements, narrative of activities and list of donors for its fiscal year of January 1 through December 31.

The SEC Historical Society is governed by an independent Board of Trustees and administered by its staff.

The Board of Advisors is a corps of committed volunteer leaders who, while not subject to the governance and fiduciary responsibilities of the Board of Trustees, work individually and as a group to advance the mission and work of the Society.

The SEC Historical Society’s code of ethics states its policies and procedures for maintaining the integrity of the organization.