Alan Beller

Date: May 31, 2013
Interviewed By: Robert K.D. Colby

In this oral history, Alan Beller discusses his tenure as director of the SEC’s Division of Corporation of Finance from 2002 to 2006. He reflects on a wide range of matters resulting in industry and regulatory changes arising from the provisions of the Sarbanes-Oxley Act of 2002 and implementing rule changes to reform the registration process for securities offerings.