Parts two and three
March 22, 2006
Part 1 – In this interview, Mr. Silver describes his early legal career, and his work in the Re, Re & Sagarese case.
Part 2 – He details the subsequent AMEX investigation which lead to a major reorganization of the exchange and setting the stage for the SEC’s Special Study of Securities Markets, where he became a project chief focused on NYSE trading operations.
Part 3 – Mr. Silver explains the structure and process of the SEC’s Special Study of Securities Markets and its findings.
April 21, 2006
Part 4 – In this second interview, Mr. Silver recounts his experiences at the SEC and the Investment Company Institute and discusses the 1962 and 1963 market breaks and regulatory responses.
PART 5 – He recounts his experiences at the SEC during the 1962 and 1963 market breaks, describing the limited power the SEC had to intervene during the crises.
PART 6 – He describes his transition to the ICI and strengthening ties between the mutual fund industry and regulators.