Context: Oral History
Format: Audio

Donald Malawsky

Date: April 7, 2010

Attribution: Made possible through the support of ASECA - Association of SEC Alumni, Inc.

Interviewed By: Dr. Kenneth Durr

In this oral history, Donald Malawsky discusses his 22-year SEC career, including his time as director of the New York Regional Office. He also discusses the SEC’s 21(a) report on the New York City municipal securities crisis as well as his later roles at the New York Stock Exchange and Merrill Lynch.

Donald Malawsky, Part 2

Part I: He discusses his career in municipal securities and public finance, including SEC enforcement, rulemaking, Orange County, and creation of the Office of Municipal Securities. This ends after the second paragraph on p. 33 of the transcript.

Part II: He discusses 15c2-12 continuing disclosure, creation and work of the Office of Municipal Securities, yield burning, pay-to-play, and later practice. This part begins with the third paragraph on p. 33.