From OCIE to the Division of Examinations: A Leadership Perspective on the Past and Future of the SEC Examinations Program
Date: October 11, 2022
Attribution: This program is made possible with a grant from Morgan, Lewis, and Bockius, LLP
Interviewed By: G. Jeffrey Boujoukos, Partner, Morgan Lewis; Former Director, SEC Philadelphia Regional Office
Richard R. Best, Director, SEC Division of Examinations; Daniel S. Kahl, Partner, Kirkland & Ellis; Former Acting Director, Division of Examinations; Joy G. Thompson, Associate Regional Director, Division of Examinations, SEC Philadelphia Regional Office