Attribution: The program is part of a larger annual initiative to recognize, honor and preserve the historical contributions of people from diverse racial and ethnic backgrounds in the financial regulatory community.
To launch this initiative, a seed gift has been made by the Society’s VP of Development and Engagement Ron Long who is leading an effort to gather support for the Hall to honor future awardees. We encourage you to donate to support this special honor and the SEC Historical Society's mission.
Interviewed By: Keir Gumbs
Richard M. Humes Served as Associate General Counsel for the Litigation and Administration Practice for the SEC. Aulana L. Peters (invited) Served as a SEC Commissioner from 1984 to 1988. Paul F. Roye Served as Director of the Division of lnvestment Management for the SEC, where he worked for three SEC Chairman. Erica Y. Williams Served 11 years at the SEC as Deputy Chief of Staff for three chairs.