James Brigagliano

Date: July 15, 2014
Attribution: Made possible through the support of Sidley Austin LLP
Interviewed By: Dr. Kenneth Durr

In this oral history, James Brigagliano reflects on his 25-year career at the SEC, including his service as deputy director of the Division of Trading and Markets from 2009 to 2011. He discusses his role in the global settlement on research analyst conflicts and the development of short-selling regulations that led to the adoption of Regulation SHO.

Made possible through the generous support of Sidley Austin LLP