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Memo to the SEC Commission from David Saperstein, Trading and Exchange Division, with report on the feasibility and advisability of the complete segregation of the functions of dealer and broker

Date: March 30, 1936
Attribution: Courtesy of the National Archives and Records Administration
Memo to the SEC Commission from David Saperstein, Trading and Exchange Division, with report on the feasibility and advisability of the complete segregation of the functions of dealer and broker