PDF October 3, 1950 Paper Financial Statements: The Bridge between Disclosure and Information – Address by SEC Commissioner Edward McCormick to American Institute of Accountants
PDF May 22, 1957 Paper Proxy Contests – presented by Harry Heller, one of the SEC Division of Corporation Finance Training Program Lectures
PDF December 3, 1925 Paper “The Constitution of the New York Stock Exchange” – Address by H.S. Martin, First Assistant Secretary, before the New York Stock Exchange Institute
PDF September 17, 1942 Paper Letter from P.L. West, New York Stock Exchange to Milton Freeman, SEC with comments on proposed revisions of proxy rules
Video February 20, 1952 Broadcast G. Keith Funston, New York Stock Exchange, on “Longines Chronoscope Television Journal”
PDF April 2, 3, 4, 5, 8, 9 and 10, 1940 Paper Hearings before a Subcommittee of the Committee on Banking and Currency, U.S. Senate on S.3580, A Bill to Provide for the Registration and Regulation of Investment Companies and Investment Advisers, and for Other Purposes, Part I
PDF September 9, 1942 Paper Letter from M.J. Keena, New York Curb Exchange, to Milton V. Freeman, SEC, regarding suggested amendments to proxy rules (Regulation X-14)
PDF March 2, 1943 Paper Letter from Sidney L. Schwartz, San Francisco Stock Exchange, to SEC Chairman Ganson Purcell regarding proxy regulation
PDF October 10, 1942 Paper Letter from Emil Schram, President, New York Stock Exchange, to SEC Chairman Ganson Purcell regarding proposed changes to proxy rules
