Audio September 15, 2014 Conversation Bingham Presents 2014: Current Issues in Broker-Dealer Enforcement
PDF January 6, 2012 Paper Rule petition to Elizabeth Murphy, SEC from Richard Baker, Managed Funds Association to eliminate ban on general solicitation and advertising
Audio September 29, 2010 Conversation Bingham Presents 2010: Harmonization of the Regulation of Investment Advisers and Broker Dealers
PDF June 5, 2006 Paper Letter from Michael Udoff, Securities Industry Association to Nancy Morris, SEC on exemption from Section 11(d)(1) for Money Market Funds
Audio June 5, 2008 Conversation Exemptive Authority – The Mandate of the Division of Investment Management (Ninth Annual Meeting)
PDF April 5, 2006 Paper Harvey L. Pitt – “Where Are We Headed?,” 26th Annual Manuel F. Cohen Lecture, The George Washington University Law School
