PDF September 5, 1963 Paper Memo from Robert Block to Ralph Saul regarding proposal to adopt a new confirmation rule under 10(b)
PDF November 7, 1963 Paper Memo from James B. Halpern to Charles E. Rickershauser, Jr. regarding suggested 7(f) of the proxy rules
PDF October 14, 1963 Paper Letter from Philip A. Loomis, Jr. to Joe Matters, Legal and Monetary Subcommittee, House Committee on Government Operations
PDF December 2, 1966 Paper Report of the U.S. Securities and Exchange Commission on the Public Policy Implications of Investment Company Growth; Report of the Committee on Interstate and Foreign Commerce, Pursuant to Section 136 of the Legislative Reorganization Act of 1946, Public
PDF October 28, 1966 Paper Memorandum from David L. Ratner to SEC Chairman Manuel Cohen on Takeover Bid Legislation
PDF February 20, 1968 Paper Memorandum from David L. Ratner to SEC Chairman Manuel Cohen on Rule 10b-5 – Heit v. Weitzen
PDF March 27, 1969 Paper Disclosures to Investors – A Reappraisal of Federal Administrative Policies Under the ’33 and ’34 Acts, by Francis M. Wheat (The Wheat Report – Disclosures to Investors)
PDF December 8, 1975 Paper “The Slippery Slope of Materiality,” Address by SEC Commissioner A.A. Sommer, Jr. to the Practising Law Institute
PDF May 6, 1976 Paper “Some Reflections on Rule 10b-5 and Market Information,” Remarks by SEC Commissioner Philip A. Loomis, Jr. at the Second Annual ALI-ABA Course of Study
