PDF September 28, 1934 Paper Letter from SEC Chairman Kennedy to George Breen re change in effective date of margin requirements to October 15
PDF September 13, 1934 Paper Memo on Restricting Specialists Activities, from J.A. Fayne to Chairman Kennedy
PDF September 8, 1934 Paper Memorandum Preliminary to Hearings on Specialists, from SEC Trading and Exchange Division Director David Saperstein to the Commissioners
PDF November 5, 1934 Paper Letter from Eddy Hanlon, Laidlaw & Co., to Joseph Kennedy on Mr. Kennedy’s visit to the Boston Stock Exchange
PDF November 5, 1934 Paper Letter from Edson B. Smith, The Boston Herald and Boston Traveler, to Joseph Kennedy
PDF October 15, 1934 Paper Letter from Joseph P. Kennedy to Richard Whitney, New York Stock Exchange, on specialist rules
PDF March 30, 1935 Paper Letter from John M. Young, J.P. Morgan & Co., to David Saperstein, SEC Trading and Exchange Division, with critique of SEC draft regulations for the over-the-counter market
PDF April 26, 1935 Paper Letter from B. Hughes, Financial Editor, The Boston Post, to Joseph P. Kennedy
PDF April 16, 1935 Paper Letter from Joseph P. Kennedy to The President, New York Stock Exchange, forwarding his recommended rules on trading