PDF November 17, 1987 Paper Letter to U.S. Representative William Goodling from George Ladd with views on financial regulation
PDF March 4, 1988 Paper Reply to U.S. Representative William Goodling from Mary Beach, SEC regarding letter from George Ladd
PDF April 5, 1988 Paper Letter to U.S. Senator Strom Thurmond from Mary Beach, SEC regarding concern from Harry Goldsmith on junk bonds
PDF December 8, 1994 Paper Reply to U.S. Senator Bob Graham from William Morley, SEC on concerns regarding social responsibility resolutions
PDF October 27, 1986 Paper Reply letter to U.S. Representative Newt Gingrich from Cecile Srodes, SEC Office of Legislative Affairs
PDF March 3, 1992 Paper Reply to U.S. Representative John Boehner from Mary Beach, SEC on proxy proposals
PDF January 4, 1993 Paper Reply to U.S. Senator Bob Kerrey from Mary Beach, SEC on executive compensation disclosure
PDF January 17, 1986 Paper Letter to U.S. Representative Timothy Wirth from SEC Chairman John Shad on recent decisions on major corporate takeover issues
PDF March 4, 1993 Paper Testimony of Marianne K. Smythe, Director, SEC Division of Investment Management concerning the Small Business Incentive Act of 1993
PDF June 24, 1994 Paper Letter from Kathryn Fulton, SEC Office of Legislative Affairs to Elisse Hoffman and Timothy Forde, Counsel, U.S. House of Representatives Subcommittee on Telecommunications and Finance with timeline of bank securities activities.
PDF July 16, 1992 Paper Letter from Marianne Smythe, SEC Division of Investment Management to Marti Cochran, U.S. Senate Committee on Banking, Housing and Urban Affairs with review of amendments proposed by Investment Company Institute
PDF May 3, 1979 Paper Protest letter from U.S. Representative Ronald Mottl to President Carter on closure of SEC Cleveland Branch Office
PDF February 18, 1986 Paper Letter from Richard Ketchum, SEC Division of Market Regulation to Consuela Washington, House Committee on Energy and Commerce on no-action letters issued to over-the-counter automated trading systems
PDF August 11, 1986 Paper Letter from U.S. Representative Larry Craig to SEC Chairman John S.R. Shad seeking clarification on Security Pacific National Bank
