PDF January 31, 1984 Paper Letter to U.S. Representative Thomas O’Neill from SEC Chairman John Shad with memo in support of Foreign Investment Company Amendments Act
PDF July 23, 1986 Paper Statement of SEC Chairman John Shad concerning the regulation of financial services
PDF June 19, 1986 Paper Appendix to Statement of SEC Chairman John Shad concerning the regulation of financial services
PDF January 1987 Paper Recent Civil and Criminal Prosecutions of Insider Trading Violations – Gary Lynch and Michael Missal, SEC Division of Enforcement
PDF August 29, 1988 Paper Letter to SEC Chairman David Ruder from Ambassador John Shad on visit to The Hague
PDF May 5, 1989 Paper Letter to SEC Chairman David Ruder from U.S. Representative Edward Markey on John Shad serving as Drexel Burnham Lambert Group Chairman
PDF December 21, 1981 Paper Letter to U.S. Senator Alfonse D’Amato from SEC Chairman John Shad on proposals to amend the Public Utility Holding Company Act of 1935
PDF October 28, 1981 Paper Protest to Fred Wertheimer, Common Cause from Shaw Mudge on Foreign Corrupt Practices Act
PDF June 29,1981 Paper Johnson Controls International, Inc. Proposal for Regulatory Reform: Foreign Corrupt Practices Act
PDF April 30, 1981 Paper Rohm and Hass Company: Reporting of Environmental Proceedings and Future Environmental Expenses
PDF November 19, 1981 Paper B.P.R.A. (Business Practices and Records Act): An Honest Attempt to Save Jobs – Remarks of Shaw Mudge to Westconn International Trade Association
PDF May 4, 1983 Paper Letter to Vice President George Bush from the American Soybean Association, National Association of Wheat Growers, National Cattlemen’s Association, National Cotton Council of America and National Pork Producers on proposal to consolidate SEC and CFTC
PDF May 2, 1983 Paper Letter to Vice President George Bush from H. Richard Farr, Farr Feeders on proposal to consolidate SEC and CFTC
PDF June 29, 1983 Paper Reply to Keith McGarrahan, Preston Securities from William Taylor, Federal Reserve on margin regulations for over-the-counter securities
PDF May 23, 1984 Paper Ongoing Efforts at the SEC – Address by SEC Chairman John Shad to Investment Company Institute
PDF August 5, 1983 Paper Letter to SEC Chairman John Shad from C. Raymond Marvin, NASD on consideration of amendments to Williams Act
