PDF February 24, 1983 Paper Memorandum to the Task Group on the Regulation of Financial Services: Consolidation of Disclosure Requirements of Financial Institutions under the Securities Exchange Act of 1934
PDF January 17, 1983 Paper Letter to Richard Breeden from Russell Stevenson, SEC on task group on regulation of financial services
PDF April 4, 1983 Paper Letter to Vice President George Bush from Professor Wayne Marr, Virginia Tech University on SEC Rule 415
PDF February 25, 1983 Paper Letter to Vice President George Bush from SEC Chairman John Shad with memoranda for the Task Group on the Regulation of Financial Institutions
PDF February 24, 1983 Paper Memorandum to the Task Group on the Regulation of Financial Services: Federal Preemption of Certain State Securities Laws
PDF August 8, 1983 Paper Letter to Richard Breeden from Russell Stevenson, SEC on draft proposals for changes to Investment Company Act of 1940
PDF August 3, 1983 Paper Comments to Task Group on Regulation of Financial Services from Securities Industry Association
PDF August 3, 1983 Paper Letter to Richard Breeden from Russell Stevenson, SEC on review of proposed amendment of Section 313 of Trust Indenture Act of 1939
PDF August 2, 1983 Paper Letter to Richard Breeden from Rodney McWhinney, Waddell & Reed on amendments to Investment Company Act of 1940
PDF June 17, 1983 Paper Letter to Neal Soss, Federal Reserve from Richard Breeden on NASD simplification of list of margin eligible stocks
PDF March 8, 1984 Paper Letter to Richard Breeden from Alan Rosenblat, SEC on recommendations of Task Group on Regulation of Financial Services
PDF September 7, 1983 Paper Memo to SEC Chairman John Shad from Daniel Goelzer on Securities Industry Association recommendations to Task Group on Regulation of Financial Services
PDF September 7, 1983 Paper Memo to Daniel Goelzer from Russell Stevenson and Anne Chafer on abitration and litigation to resolve disputes between broker-dealers and customers
PDF September 7, 1983 Paper Memo to Daniel Goelzer from Alan Rosenblat and Gerald Laporte on Securities Industry Association recommendations to Task Group on Regulation of Financial Services
PDF August 19, 1983 Paper Memo to Daniel Goelzer from SEC Chairman John Shad on Securities Industry Association recommendations to Task Group on Regulation of Financial Services
PDF August 12, 1983 Paper Note to SEC Chairman John Shad from Richard Breeden with comment letters on reform of Investment Company Act
PDF August 8, 1983 Paper Memo to Russell Stevenson from Kathryn McGrath, Division of Investment Management with amendments to Investment Company Act of 1940
PDF August 8, 1983 Paper Letter to SEC Chairman John Shad from Richard Breeden with Securities Industry Association comment letter
PDF August 8, 1983 Paper Letter to Richard Breeden from SEC Chairman John Shad with review of Securities Industry Association recommendations
PDF June 26, 1984 Paper Memo to Roger Porter from Christopher DeMuth with administration opposition to takeover/tender offer bills
PDF April 25, 1984 Paper Letter to Richard Breeden from Alan Rosenblat, SEC with comments on final draft report of Task Group on Regulation of Financial Services
