PDF January 26, 2012 Paper Filing – FINRA Investor Ed Foundation Quarterly Report of Sep. 30, 2011 re Global Settlement Fund from Global Research Analyst Settlement
PDF June 23, 2011 Paper Filing – FINRA Investor Ed Foundation Quarterly Report of Dec. 31, 2010 re Global Settlement Fund from Global Research Analyst Settlement
PDF June 7, 2010 Paper Filing – FINRA Investor Ed Foundation Quarterly Report of Dec. 31, 2009 re Global Settlement Fund from Global Research Analyst Settlement
PDF June 10, 2009 Paper Filing – FINRA Investor Ed Foundation Quarterly Report of Dec. 31, 2008 re Global Settlement Fund from Global Research Analyst Settlement
PDF June 19, 2006 Paper Letter – SEC Response – Disbursement of Remaining Funds from Global Research Analyst Settlement