PDF March 7, 1942 Paper Letter from Murray Hanson, NASD to Orrin Wood, Estabrook & Company on proceeding against SEC on legality of underwriting and selling group agreements
PDF February 24, 1942 Paper Letter from Frank Scheffey, NASD to H.H. Dewar, Chairman, NASD Board of Governors on relationship between the District Committees and the National Board of Governors
PDF November 11, 1942 Paper Letter to Frank Scheffey, NASD with report on SEC rebuttal testimony in Public Service Company of Indiana
PDF January 12, 1944 Paper Letter from Stephen Thayer to Wallace Fulton, NASD on Public Service Company of Indiana
PDF March 22, 1944 Paper Memoranda for meeting with NASD Executive Committee on Public Service Company of Indiana
PDF July 23, 1946 Paper Letter from David Freeman, Yale Law School to Baker Hostetler & Patterson on research on the investment banking industry
PDF February 8, 1962 Paper Memo from SEC Chairman William L. Cary to Philip A. Loomis, Jr., SEC Division of Trading and Exchanges, on NASD listing requirements
PDF July 2, 1968 Paper Letter from Irving Pollack, SEC to Richard Walbert, NASD recommending NASD set up a trust fund for customers
