PDF June 11, 1970 Paper Letter from Robert Bicks, Breed Abbott & Morgan, to Irving Pollack, SEC Division of Trading and Markets, with U.S. Department of Justice letter to Gordon Macklin, NASD on establishment of NASDAQ
PDF January 8, 1966 Paper Letter from SEC Chairman Manuel Cohen to Richard Walbert, NASD on current “hot issue” period
PDF July 6, 1970 Paper Letter from Lloyd Derrickson, NASD to Irving Pollack, SEC with response to U.S. Department of Justice inquiry into NASDAQ
PDF October 10, 1969 Paper A National System for Reporting, Clearing and Settling Over-the-Counter Securities Transactions – NASD
PDF October 30, 1970 Paper Complaint letter from Donald Weeden, Weeden & Co. to the NASD Board of Governors on NASDAQ
