PDF October 25, 1994 Paper Letter from Senator Alfonse D’Amato to SEC Chairman Arthur Levitt on potentially anticompetitive trading activities in Nasdaq
PDF November 16, 1994 Paper Letter from Donald Johnson, Nasdaq Market Services to Martin Winter, Corporate Renaissance Group, Inc. with “Knowing Nasdaq” information
PDF December 23, 1994 Paper Letter from SEC Chairman Arthur Levitt to Senator Alfonse D’Amato with memo from Brandon Becker, SEC Division of Market Regulation on Nasdaq review
PDF May 5, 1995 Paper Letter from Joseph Hardiman, NASD to Edward C. Johnson III, FMR Corporation on article against NASD and Nasdaq in June issue of Worth magazine
PDF May 5, 1995 Paper Letter from Joseph Hardiman, NASD to John Koten, Worth magazine on article against NASD and Nasdaq in June issue
PDF January 19, 1967 Paper Letter from Irving Pollack, SEC to Robert W. Haack, NASD on draft amendments
PDF March 25, 1968 Paper Memo from Frank J. Wilson to Committee on Internal Reorganization with background on review of Section 25 of Article III of Rules of Fair Practice
PDF February 4, 1977 Paper Invitation from Sheldon Rappaport, SEC to Gordon Macklin, NASD to attend hearing on trading in standardized options
PDF January 15, 1979 Paper Letter from SEC Chairman Harold Williams to Gary Seevers, Commodity Futures Trading Commission, on registration of futures associations
PDF July 11, 1990 Paper Testimony of Joseph Hardiman, NASD on the Capital Markets Competition, Stability and Fairness Act of 1990
PDF December 20, 1993 Paper Letter from Joseph R. Hardiman, The Nasdaq Stock Market to U.S. Senators Christopher Dodd and Pete Domenici on the effect of abusive litigation on the stock market
PDF October 14, 1988 Paper Letter from Joseph R. Hardiman, NASD to SEC Chairman David S. Ruder on predispute arbitration clauses
