Audio September 29, 2010 Conversation Bingham Presents 2010: Harmonization of the Regulation of Investment Advisers and Broker Dealers
PDF May 20, 2010 Paper Examining the Causes and Lessons of the May 6th Market Plunge – Statement of SEC Chairman Mary Schapiro before the Subcommittee on Securities, Insurance and Investments of the U.S. Senate Committee on Banking, Housing and Urban Affairs
PDF May 18, 2010 Paper Preliminary Findings Regarding the Market Events of May 6, 2010 – Report of the Staffs of the CFTC and SEC to the Joint Advisory Committee on Emerging Regulatory Issues
PDF August 31, 2009 Paper SEC Office of Investigations: Investigation of Failure of SEC to Uncover Bernard Madoff’s Ponzi Scheme
