PDF April 12, 2001 Paper Letter to Thomas Newkirk, SEC Division of Enforcement from Ralph Ferrara on Waste Management, Inc.
PDF December 7, 2001 Paper Request to SEC Chairman Harvey Pitt from U.S. Representatives W.J. Tauzin and James Greenwood for Enron materials
PDF December 17, 2001 Paper Memo to David Becker from Robert Herdman and David Martin with Enron information
PDF December 17, 2001 Paper Reply letter to U.S. Representative W.J. Tauzin from David Becker, SEC General Counsel concerning Enron materials
PDF January 9, 2002 Paper Request for SEC Commission Action: Congressional request for briefing and documents concerning Enron Corporation
PDF February 4, 2002 Paper Action Memorandum from SEC Pacific Regional Office concerning Global Crossing Ltd.
PDF February 12, 2002 Paper Request for SEC Commission Action: Intention to propose rules on corporate disclosure
PDF February 1, 2002 Paper Draft reply to U.S. Representative W.J. Tauzin from David Becker, SEC General Counsel
PDF February 1, 2002 Paper Action Memorandum from SEC Office of Congressional and Intergovernmental Affairs concerning Enron
PDF January 17, 2002 Paper Draft reply to U.S. Senators Joseph Lieberman and Carl Levin from David Becker, SEC General Counsel
PDF January 16, 2002 Paper Request to SEC Chairman Harvey Pitt from U.S. Senators Joseph Lieberman and Carl Levin for briefing on Enron and Arthur Andersen
PDF January 16, 2002 Paper Action Memorandum from SEC Office of the Chief Accountant: Statement regarding MD&A
PDF January 23, 2002 Paper Letter to SEC Chairman Harvey Pitt from U.S. Representative W.J. Tauzin with additional questions on Enron
PDF April 8, 2002 Paper Action Memorandum from SEC Division of Enforcement concerning Xerox Corporation
PDF June 3, 2002 Paper Action Memorandum from SEC Division of Corporation Finance concerning certification of disclosure in quarterly and annual reports
PDF June 2002 Paper Sample statement under oath of principal executive officer and principal financial officer regarding facts and circumstances relating to Exchange Act filings
PDF May 3, 2002 Paper Action Memorandum from SEC Office of General Counsel concerning United States v. Arthur Andersen LLP
PDF April 26, 2002 Paper Action Memorandum from SEC Division of Corporation Finance concerning disclosure in MD&A about critical accounting estimates
PDF April 9, 2002 Paper Action Memorandum from SEC Northeast Regional Office concerning Adelphia Communications Corporation
PDF April 2, 2002 Paper Action Memorandum from SEC Division of Corporation Finance concerning proposed rules on acceleration of periodic report disclosure and Website access to periodic reports
PDF March 19, 2002 Paper Request for SEC Commission Action: Testimony concerning “Corporate and Auditing Accountability, Responsibility and Transparency Act”
