PDF March 11, 2002 Paper Action Memorandum from SEC Division of Enforcement concerning WorldCom, Inc.
PDF July 2, 2002 Paper Request to SEC Chairman Harvey Pitt from U.S. Representatives W.J. Tauzin and James Greenwood regarding WorldCom, Tyco, Global Crossing, Xerox and Qwest
PDF July 5, 2002 Paper Request to SEC Chairman Harvey Pitt from U.S. Representatives W.J. Tauzin and James Greenwood regarding Rite Aid, Adelphia, Waste Management, Kmart, Sunbeam, Enron, Peregrine and MicroStrategy
PDF July 11, 2002 Paper Action Memorandum from SEC Office of Legislative Affairs concerning Congressional request for documents of Qwest and Global Crossing
PDF July 15, 2002 Paper Action Memorandum from SEC Office of Legislative Affairs concerning July 5th Congressional request for documents
PDF August 1, 2002 Paper Statement of the Commission regarding the Public Company Accounting Oversight Board
PDF August 2, 2002 Paper Release No. 34-46300; File No. S7-21-02: Certification of Disclosure in Companies’ Quarterly and Annual Reports
PDF August 5, 2002 Paper Action Memorandum from SEC Division of Corporation Finance for release on amendments to Section 16(a)
PDF August 5, 2002 Paper Draft SEC Release: Notice of Supplemental Information on Section 16(a) and Related Rules
PDF August 15, 2002 Paper Action Memorandum from SEC Division of Corporation Finance on final rules on acceleration of peroidic report disclosure and Website access to periodic reports
PDF August 16, 2002 Paper Action Memorandum from SEC Division of Corporation Finance concerning certification of disclosure in quarterly and annual reports
PDF August 30, 2002 Paper SEC report to Congress on implementation of Sarbanes-Oxley Act Section 302: certification of financial information
PDF February 19, 2003 Paper Letter to Congress from Kathleen Wannisky, General Accounting Office confirming SEC compliance
PDF April 9, 2003 Paper SEC report to Congress on implementation of Sarbanes-Oxley Act Section 301: audit committee requirements fro SRO listings
PDF June 5, 2003 Paper SEC report to Congress on implementation of Sarbanes-Oxley Act Section 404: report of management of internal controls
PDF May 14, 2004 Paper SEC interpretive guidance regarding Public Company Accounting Oversight Board’s Auditing and Related Professional Practice Standard No. 1
