PDF October 21, 1988 Paper Penny Stock Manipulation and the Small Investor: Remarks of SEC Chairman David Ruder before the 21st Annual Rocky Mountain State-Federal-Provincial Securities Conference
PDF October 21, 1988 News Release SEC Press Release: SEC Chairman Announces Major Initiative Against Penny Stock Fraud and Manipulation
PDF January 18, 1989 News Release U.S. Department of Justice District of Utah Press Release on penny stock fraud indictments
PDF December 14, 1988 Paper Memo from SEC Chairman Ruder to Commissioners and Division Directors with major issues for 1989
PDF February 3, 1989 Paper Letter to U.S. Representative John Dingell from SEC Chairman David Ruder on penny stock fraud enforcement
PDF October 19, 1982 Paper Memo to Christopher Hicks from John Fedders on SEC enforcement actions, 1980-1982
PDF June 27, 1983 Paper Memorandum from Dave Van Zandt to Justice Harry Blackmun on Justice Lewis Powell’s response to dissent in Dirks v. SEC
PDF April 4, 1983 Paper Note from Justice William Brennan to Justice Harry Blackmun and Justice Thurgood Marshall on dissent in Dirks v. SEC
PDF May 29, 1983 Paper Memorandum from Dave Van Zandt to Justice Harrry Blackmun on Justice Lewis Powell’s majority draft in Dirks v. SEC
PDF June 10, 1983 Paper Invitation from Justice Sandra Day O’Connor to Justice Lewis Powell to join in opinion in Dirks v. SEC
PDF June 28, 1983 Paper Letter from Justice Harry Blackmun to Justice Lewis Powell on dissent in Dirks v. SEC
PDF July 8, 1983 Paper Letter from Victor Brudney, Harvard Law School to Justice Harry Blackmun on decision in Dirks v. SEC
PDF April 12, 1982 Paper Letter from John M. Fedders, Director, SEC Division of Enforcement, to the Editor, Business Week
PDF December 30, 1982 Paper Brief for Petitioner Raymond L. Dirks on Writ of Certiorari to the U.S. Court of Appeals
PDF January 31, 1983 Paper Brief for the SEC on Writ of Certiorari to the U.S. Court of Appeals, Raymond L. Dirks v. SEC
