PDF May 26, 1967 Paper Letter to U.S. Representative Harley Staggers from J.L. Robertson, Federal Reserve on proposed amendments to Investment Company Act and Investment Advisers Act
PDF April 29, 1976 Paper Action memo to SEC Commission from Division of Investment Management on advertising by investment companies
PDF May 6, 1977 Paper Memo to SEC Commission from Division of Investment Management on valuation of portfolio securities and prospectus disclosure for money market funds
PDF May 1, 1967 Paper SEC Release: SEC Submits Legislation Proposals to Congress on Investment Companies
PDF June 26, 1967 Paper Letter to U.S. Representative John Moss from SEC Chairman Manuel Cohen on mutual fund sales
PDF March 31, 1972 Paper Letter to A. Clarence Sampson from Donald Schneeman, American Institute of Certified Public Accountants with memo of March 22nd Committee on Independence meeting
Audio June 5, 2008 Conversation Exemptive Authority – The Mandate of the Division of Investment Management (Ninth Annual Meeting)
PDF April 16, 1962 Paper Letter from Milton H. Cohen, Director of the Special Study of Securities Markets, introducing questionnaire to firms on selection, training and supervision of salesmen
PDF February 24, 1967 Paper Letter from Irving M. Pollack, SEC Division of Trading and Markets to Robert W. Haack, National Association of Securities Dealers
PDF February 27, 1967 Paper Letter from Edward C. Johnson 2nd, Fidelity to Arthur Okun, Council of Economic Advisors following February 10th White House meeting
PDF July 1, 1968 Paper Summary of Transcript of Proceedings in the Matter of Commission Rate Structures of Registered National Securities Exchanges
