PDF October 16, 1975 Paper Proposal for a National Market System – Merrill Lynch Pierce Fenner & Smith, Inc.
PDF October 31, 1975 Paper Letter from James Buck, New York Stock Exchange to Lee Pickard, SEC on consolidated tape
PDF February 5, 1976 Paper “Some Reflections on Competition and the National Market System” – Address by SEC Commissioner Philip A. Loomis, Jr. at the Denver Institutional Securities Conference
PDF November 30, 1979 Paper “The National Market System: An Update” – Address by SEC Chairman Harold M. Williams to ALI/ABA Conference on Broker Dealer Regulation
PDF September 24, 1976 Paper Letter from the National Market Advisory Board to the U.S. Securities and Exchange Commission re In House Agency Cross Transactions in Listed Securities by Exchange Members
PDF December 31, 1976 Paper Report from the National Market Advisory Board to Congress The Possible Need for Modifications of the Scheme of Self Regulation in the Securities Industry so as to Adapt it to a National Market System
PDF May 19, 1977 Paper Letter from the National Market Advisory Board to the U.S. Securities and Exchange Commission re Off-Board Trading by Members of National Securities Exchanges
PDF October 19, 1979 Paper Letter from James Scheuer and Bob Eckhardt, U.S. House of Representatives, to SEC Chairman Harold M. Williams requesting comments following Congressional hearings on the progress towards the development of a national market system
PDF June 5, 1980 Paper Opening Statement of the Honorable Harold M. Williams, Chairman, Securities and Exchange Commission, at the occasion of the Commission’s consideration of Rule 19c-3
