PDF September 24, 1974 Paper Statement by Dr. William C. Freund, New York Stock Exchange, Inc. before the SEC on impact of inflation on the securities industry
PDF September 20, 1974 Paper “Brokerage Rates: Competition or Regulation as the Protector of the Public Interest?” – Address by Irwin M. Stelzer, National Research Associates, Inc. before the Securities Industry Association Management Conference
PDF June 10-11, 1974 Paper The Securities Industrial Revolution – Third Bi-Annual Conference sponsored by the New York Stock Exchange and its Marketing Advisory Committee
PDF February 6, 1974 Paper Statement by James J. Needham, New York Stock Exchange, Inc. before the Financial Markets Subcommittee of the Senate Finance Committee on S.2842 – The Stockholders Investment Act
PDF August 6, 1971 Paper The Securities Markets – A Report, with Recommendations, by William McChesney Martin, Jr.
PDF August 5, 1971 Paper Special New York Stock Exchange Membership Bulletin on report conducted by William McChesney Martin, Jr.
PDF November 12, 1973 Paper “The SEC Goal – Investor Protection with Minimum Regulation,” Address by SEC Commissioner John R. Evans to 15th Annual Meeting, National Association of Small Business Investment Companies
PDF October 21, 1973 Speech “The Commission and The Traders: A Public Interest Partnership,” Speech by Ray Garrett, Jr. to National Security Traders Association
PDF October 19, 1973 Speech “Protecting Investors through Comparable Regulation,” Speech by Ray Garrett, Jr. to The Bond Club
PDF November 29, 1973 Paper “Fair Competition Requires Equal Regulation,” Remarks by SEC Commissioner John R. Evans to Banking Law Committee, Federal Bar Association”
PDF March 1974 Paper New York Stock Exchange Board Summary Memorandum on Commission amendments for March 1974
PDF February 12, 1974 Speech “A Look Ahead at the World of Competitive Commission Rates,” Speech by SEC Chairman Ray Garrett, Jr. to the Midwest Stock Exchange Conference
PDF March 12, 1974 Speech “Confidence and Liquidity,” Speech by SEC Chairman Ray Garrett, Jr. to the Philadelphia-Baltimore-Washington Stock Exchange Membership Conference
PDF July 1974 Paper New York Stock Exchange Board Summary Memorandum on proposed amendment to Rule 325(a) – debt/equity capital requirements for member corporations
