PDF October 1974 Paper SEC Discussion Paper on Some Aspects of the Capital Markets and the Securities Industry, prepaerd for review by The Advisory Committee on the Implementation of a Central Market System
PDF September 19, 1979 Paper Improvements Needed in the SEC’s Efforts to Establish a National Securities Market – Report by the U.S. Comptroller General
PDF March 20, 1975 Paper “The Markets: Nationalization or Centralization?” – Address by SEC Chairman Ray Garrett, Jr. to the New York Chamber of Commerce
PDF September 26, 1978 Paper “Egalitarianism and Market Systems” – Address by SEC Chairman Harold M. Williams, Columbia University/McGraw-Hill Lectures in Business and Society
PDF November 30, 1979 Paper “The National Market System: An Update” – Address by SEC Chairman Harold M. Williams to ALI/ABA Conference on Broker Dealer Regulation
PDF October 5, 1980 Paper “The National Market System: An Update” – Address by SEC Chairman Harold M. Williams to National Security Traders Association
PDF September 13, 1977 Paper Letter from Howard Coughlin, Office & Professional Employees International Union to George Meany, AFL-CIO opposing repeal of Rule 390
PDF November 1, 1974 Paper “The Implementation of the Central Market System,” Address by SEC Commissioner Philip A. Loomis, Jr. to the Florida Security Dealers Association
PDF March 18, 1975 Paper Statement of the Honorable Ray Garrett, Jr., Chairman, Securities and Exchange Commission, before the Subcommittee on Consumer Protection and Finance of the House Committee on Interstate and Foreign Commerce on H.R. 4457 – Creating a National Market Board
PDF April 24, 1975 Paper Letter from Donald I. Baker, U.S. Department of Justice, to SEC Chairman Ray Garrett, Jr. on the New York Stock Exchange’s proposed amendments to Rule 394
PDF May 19, 1975 Paper Letter from U.S. Senator Harrison A. Williams, Jr. to SEC Chairman Ray Garrett, Jr. decrying SEC actions on Rule 394
PDF May 20, 1975 Paper Reply Letter from SEC Chairman Ray Garrett, Jr. to U.S. Senator Harrison A. Williams, Jr. defending SEC actions on Rule 394
PDF May 22, 1975 Paper Letter from U.S. Senator Harrison A. Williams, Jr. to SEC Chairman Ray Garrett, Jr. reiterating his concerns on SEC actions on Rule 394
PDF May 22, 1975 Paper Letter from SEC Commissioner John R. Evans to U.S. Senator Harrison A. Williams, Jr. defending his comments on Rule 394
PDF July 31, 1975 Paper Letter from John R. McMillan, Reserve Oil and Gas Company, to the SEC on Rule 394
PDF August 1, 1975 Paper Letter from Harry J. Volk, Union Bancorp, to SEC Commissioner John R. Evans on Rule 394
PDF August 8, 1975 Paper Telegram from William T. Ylvisaker, Chairman and CEO, Gould, Inc. to SEC Commissioner John R. Evans to endorse the maintenance of Rule 394 of the New York Stock Exchange
