PDF October 10, 1975 Paper “Rule 394: Standing on the Threshold,” Address by SEC Commissioner A. A. Sommer, Jr. to the 42nd Annual Convention of the National Security Traders Association
PDF November 14, 1975 Paper Letter from Karl R. Bendetsen, Champion International to SEC Chairman Roderick M. Hills on Rule 394
PDF November 21, 1975 Paper Letter from SEC Chairman Roderick M. Hills to Karl R. Bendetsen, Champion International
PDF September 3, 1976 Paper Letter from William F. Batten, New York Stock Exchange, to Chief Executive Officers seeking comments on proposal for audit committees
PDF September 24, 1976 Paper Letter from the National Market Advisory Board to the U.S. Securities and Exchange Commission re In House Agency Cross Transactions in Listed Securities by Exchange Members
PDF December 31, 1976 Paper Report from the National Market Advisory Board to Congress The Possible Need for Modifications of the Scheme of Self Regulation in the Securities Industry so as to Adapt it to a National Market System
PDF January 28, 1977 Paper Letter from the National Market Advisory Board to the U.S. Securities and Exchange Commission re Establishment of a Composite Limit Order Book
PDF May 19, 1977 Paper Letter from the National Market Advisory Board to the U.S. Securities and Exchange Commission re Off-Board Trading by Members of National Securities Exchanges
PDF March 17, 1977 Paper Letter from the National Market Advisory Board to the U.S. Securities and Exchange Commission, with Letter to Edward O’Brien, President, Securities Industry Association
PDF July 28, 1977 Paper Statement of the Securities and Exchange Commission before the Subcommittee on Oversight and Investigations and the Subcommittee on Consumer Protection and Finance, Committee on Interstate and Foreign Commerce of the House of Representatives, at Joint Over
PDF September 6, 1977 Paper Letter from the National Market Advisory Board to the U.S. Securities and Exchange Commission re Regulation of Specialists and Market Makers in Light of the Proposed Removal of Off-Board Trading Restrictions
PDF October 11, 1977 Paper Letter from the National Market Advisory Board to Andrew Klein, Director, SEC’s Division of Market Regulation
PDF December 1, 1977 Speech “The National Market System in Perspective” – Address by SEC Chairman Harold M. Williams to the Securities Industry Association
PDF December 6, 1977 Paper Letter and Report from the National Market Advisory Board to the U.S. Securities and Exchange Commission re Next Steps to be Taken to Facilitate the Establishment of a National Market System
PDF June 15, 1978 Paper “The National Market System: A Status Report” – Address by SEC Chairman Harold M. Williams to the FBA/CCH National Market System Conference
PDF August 7, 1979 Paper Letter from Kenneth Rosenblum, Midwest Stock Exchange, to Andrew Klein, SEC Division of Market Regulation, reporting progress in meeting SEC Act Release 15575 recommendations
PDF September 13, 1979 Paper Letter from SEC Commissioner John Evans to Senator William Proxmire on the SEC’s relationship with the bank regulatory agencies
PDF October 19, 1979 Paper Letter from James Scheuer and Bob Eckhardt, U.S. House of Representatives, to SEC Chairman Harold M. Williams requesting comments following Congressional hearings on the progress towards the development of a national market system
PDF November 17, 1980 News Release Press Release No. 80-60: Steps Announced to Reduce Delays in Processing of Registration Statements
PDF September 27, 1985 Paper The National Market System: A Selective Outline of Significant Events, 1971-1985, by Robert L.D. Colby, Lloyd H. Feller, Mark D. Fitterman and George T. Simon
