PDF December 3, 1987 Paper Statement of SEC Chairman David S. Ruder before the U.S. Senate Committee on Banking, Housing and Urban Affairs concerning repeal of the Glass-Steagall Act
PDF September 21, 1987 Paper Memo to SEC Chairman Ruder from Richard Ketchum on September 22nd meeting with Alger “Duke” Chapman, Chicago Board Options Exchange
PDF September 17, 1987 Paper Memo to SEC Chairman Ruder from Richard Ketchum on September 21st meeting with Financial Industry Securities Council
PDF July 14, 1988 Paper Testimony of Felix Rohatyn, Lazard Freres & Co. before U.S. House Committee on Energy and Commerce on October market break
PDF March 28, 1988 Paper Letter to Philip Chenok, American Institute of Certified Public Accountants from SEC Chief Accountant Edmund Coulson on proposed changes in registrants certifying accountants
PDF March 23, 1988 Paper SEC Chairman Ruder’s responses to prehearing questions from Chairman Markey concerning October market break
PDF March 17, 1988 Paper Testimony of SEC Chairman David Ruder before the U.S. Senate Committee on Agriculture, Nutrition and Forestry concerning October market break
PDF February 26, 1988 Paper Letter to Richard Ketchum, SEC Division of Market Regulation from Kenneth Leibler, American Stock Exchange on issues from October 1987 Market Break Study
PDF February 26, 1988 Paper Letter to Richard Ketchum, SEC Division of Market Regulation from Robert Birnbaum, New York Stock Exchange on issues from October 1987 Market Break Study
PDF December 24, 1987 Paper Report of the Securities Transfer Association to the Presidential Task Force on Market Mechanisms
PDF January 18, 1989 News Release U.S. Department of Justice District of Utah Press Release on penny stock fraud indictments
PDF December 7, 1988 Paper Letter from L.H. Fuchs, Florida Office of Comptroller with information on penny stocks
PDF October 27, 1988 News Release State of Florida Press Release: Lewis Forms Florida Enforcement Group to Protect Investors
PDF October 21, 1988 News Release SEC Press Release: SEC Chairman Announces Major Initiative Against Penny Stock Fraud and Manipulation
PDF October 21, 1988 Paper Penny Stock Manipulation and the Small Investor: Remarks of SEC Chairman David Ruder before the 21st Annual Rocky Mountain State-Federal-Provincial Securities Conference
PDF September 27, 1988 Paper Letter to U.S. Representative John Dingell from SEC Chairman David Ruder in opposition to proposed exemption of registration requirements legislation
PDF July 5, 1989 Paper Memo to SEC Chairman Ruder and Chief Accountant Coulson from Nina Gross with American Institute of Certified Public Accountants statement on Senate FSLIC bailout bill
PDF May 4, 1989 Paper Triggering the 1987 Stock-Market Crash: Antitakeover Provisions in the Proposed House Ways and Means Bill? – A Study by Mark L. Mitchell and Jeffrey M. Netter, SEC Office of Economic Analysis
PDF July 23, 1987 Paper Letter to David Ruder from Stephen Paradise, New York Stock Exchange with Richard Grasso testimony
PDF April 30, 1987 Paper Letter to David Ruder from Harvey Pitt on proposed definition of law against insider trading
PDF September 17, 1987 Paper Memo to SEC Chairman Ruder from Richard Ketchum for September 21st meeting with John L. Watson III, National Security Traders Association
PDF September 16, 1987 Paper Schedule for SEC Chairman Ruder with memo from Cecile Srodes on Congressional meetings
PDF August 31, 1987 Paper Response to U.S. Senator Patrick Leahy from SEC Chairman David Ruder on Ivan Boesky
