PDF March 29, 1988 Paper Report to SEC Chairman Ruder from Nina Gross with chart on substantive requests from Congress following October market break
PDF March 23, 1988 Paper Testimony of SEC Chairman David Ruder before U.S. House Subcommittee on Telecommunications and Finance concerning October market break
PDF March 23, 1988 Paper Memo from Nina Gross on U.S. Senator Proxmire’s Intermarket Coordination Act bill
PDF March 21, 1988 Paper A Changing Environment for Investment Companies – Remarks of SEC Chairman David Ruder before 1988 Mutual Funds and Investment Advisers Conference
PDF May 31, 1988 Paper Responses to U.S. Senator William Proxmire from SEC Chairman David Ruder on October market break
PDF May 19, 1988 Paper The Challenges of Internationalization of the Securities Markets – Remarks of SEC Chairman David Ruder before World Affairs Council of Philadelphia
PDF May 13, 1988 Paper Letter to U.S. Representatives John Dingell and Edward Markey from SEC Chairman David Ruder on short selling and frontrunning
PDF May 12, 1988 Paper Observations on Black Monday – Address of SEC Commissioner Joseph Grundfest before Federal Reserve Bank of Chicago Conference on Bank Structure and Competition
PDF April 19, 1988 Paper Letter to U.S. Representative Edward Markey from SEC Chairman David Ruder on contingency planning
PDF April 13, 1988 Paper Statement of SEC Chairman David Ruder before U.S. House Subcommittee on Telecommunications and Finance concerning financial services reform and modification or repeal of Glass-Steagall Act
PDF April 12, 1988 Paper Protest to SEC Chairman David Ruder, CFTC Chairman Wendy Gramm and Federal Reserve Chairman Alan Greenspan from U.S. Representative Edward Markey on responses to date on contingency planning
PDF July 14, 1988 Paper Follow-up to SEC Chairman David Ruder from U.S. Representative John Dingell on issues raised in testimony
PDF July 11, 1988 Paper Statement of SEC Chairman David Ruder before U.S. House Subcommittee on Telecommunications and Finance concerning additional methods to deter and prosecute insider trading
PDF June 28, 1988 Paper Corporate Issues – Remarks of SEC Chairman David Ruder to American Society of Corporate Secretaries
PDF June 6, 1988 Paper Memo to SEC Chairman Ruder from Edmund Coulson on direct filing by accountants
PDF June 2, 1988 Paper Recommendations to SEC Chief Accountant Edmund Coulson from Philip Chenok, American Institute of Certified Public Accountants concerning disclosure of changes in registrants certifying accountants
PDF November 18, 1988 Paper “…And Not To Yield” – Address by SEC Commissioner Edward Fleischman to Business Law Section, American Bar Association
PDF October 12, 1988 Paper “Perestroika” on Wall Street: The Future of Securities Trading – Presentation by SEC Commissioner Joseph Grundfest to Financial Executives Institute’s 57th Annual Conference
PDF September 28, 1988 Paper Letter to U.S. Representative John Dingell from SEC Chairman David Ruder on proposed Securities Law Enforcement Remedies Act of 1988
PDF July 20, 1988 Paper Would More Regulation Prevent Another Black Monday? – Remarks by SEC Commissioner Joseph Grundfest to CATO Institute Policy Forum
PDF January 4, 1989 Paper Invitation to Christine Bender, California Commissioner of Corporations from Irving Einhorn, SEC Regional Administrator to attend meeting on penny stock fraud
PDF December 20, 1988 Paper Memo to all SEC Regional Administrators from Sarah Ackerson, Division of Market Regulation on penny stock manipulation data and meetings
