PDF July 31, 1996 Paper Letter from A.B. “Buzzy” Krongard, Alex Brown to SEC Chairman Arthur Levitt on technology issues
Audio October 21, 2008 Conversation Fireside Chat – SEC Office of Compliance Inspection and Examinations
PDF April 21, 1994 Paper “What’s Left on the Plate from 1993” – Remarks of SEC Commissioner Richard Y. Roberts, National Regulatory Services Supervision/Compliance Conference
PDF February 11, 1994 Paper “Market 2000 and International Capital Markets” – Remarks of SEC Commissioner J. Carter Beese, Jr., Promethee/Matif Conference
PDF October 16, 1995 Paper Letter from SEC Chairman Arthur Levitt to John L. Steffans, Securities Industry Association
PDF April 10, 1995 Paper Letter from Michael A. Conway, KPMG Peat Marwick LLP to SEC Commissioner Steven M.H. Wallman on the Advisory Committee on the Capital Formation and Regulatory Processes
PDF March 30, 1995 Paper Letter from Charles Miller, Meridian Advisors Ltd. to SEC Commissioner Steven M.H. Wallman on the Advisory Committee on the Capital Formation and Regulatory Processes
PDF March 27, 1995 Paper Letter from Lawrence E. Mitchell, Professor of Law, The George Washington University National Law Center to SEC Commissioner Steven M.H. Wallman on the Capital Formation and Regulatory Processes
PDF June 5, 1996 Paper Testimony of SEC Chairman Arthur Levitt concerning S.1815, “Securities Investment Promotion Act of 1996,” before the Committee on Banking, Housing and Urban Affairs, U.S. Senate
PDF June 2, 2004 Conversation , Paper The SEC and Investor Protection under Arthur Levitt submitted by Arthur Levitt for the SEC Chairmen’s Roundtable
