PDF October 8, 1997 Paper Testimony of Lori Richards, SEC Office of Compliance Inspections and Examinations before U.S. House Subcommittee on Financial Institutions and Consumer Credit concerning SEC examination oversight of securities firms affiliated with banks
PDF August 2, 2000 Paper Caution to SEC Chairman Arthur Levitt from U.S. House Committee on Commerce on proposed rules on auditor independence
PDF July 28, 2000 Paper Caution to SEC Chairman Arthur Levitt from U.S. Senate members on proposed rules on auditor independence
PDF July 21, 2000 Paper Request to SEC Chairman Arthur Levitt from U.S. Senator Robert Torricelli to extend comment period on proposed auditor independence rulemaking
PDF July 21, 2000 Paper Request to U.S. Senator Rod Grams for hearing on SEC proposed rulemaking on auditor independence
PDF July 18, 2000 Paper Letter to SEC Chairman Arthur Levitt from U.S. House of Representatives members on proposed rules limiting auditing firm services
PDF March 10, 1994 Paper Congratulatory letter to SEC Chairman Arthur Levitt from John Fogarty on clean-up of municipal contributions
PDF March 9, 1994 Paper Opening statement for SEC Chairman Arthur Levitt on market-sponsored disclosure and obligations
PDF October 18, 1993 Paper Statement by SEC Chairman Arthur Levitt regarding political contributions to state and local officials and candidates
PDF October 18, 1993 Paper Statement of initiative regarding political contributions to state and local officials and candidates
PDF February 10, 1995 Paper Reply to U.S. Representative Christopher Cox from SEC Chairman Arthur Levitt
PDF January 23, 1995 Paper Letter to SEC Chairman Arthur Levitt from U.S. Senator Barbara Boxer on suitability standards in municipal securities
