PDF December 1, 1972 Paper “A Blueprint for Securities Markets of the Future” – Address by James J. Needham, Chairman, New York Stock Exchange, Inc. at an annual meeting of the Securities Industry Association
PDF June 21, 1973 Paper “Preserving the Auction Market – Core of the Central Market System Debate?” – Remarks by James J. Needham, Chairman, New York Stock Exchange, Inc.
PDF October 18, 1977 Paper “Who Owns the New York Stock Exchange?” – Remarks by William M. Batten, Chairman, New York Stock Exchange, Inc. to Financial Women’s Association
PDF July 26, 1979 Paper “National Market System Developments: Change at the Exchange” – Remarks by William M. Batten, Chairman, New York Stock Exchange, Inc. at the 12th Annual Investment Workshop, Financial Analysts Federation
PDF March 20, 1980 Paper SEC Authorizations for Fiscal Years 1981, 1982 and 1983 – Hearing before the House Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce
PDF December 30, 1981 Paper Memo from Douglas Scarff to SEC Chairman Shad on MOSS operations for FY-82
PDF September 16, 1981 Paper “Self-Regulation at the Crossroads” – Remarks by John J. Phelan, Jr., President, New York Stock Exchange, Inc. to Internal Auditors Division, Securities Industry Association
PDF April 1, 1981 Paper SEC First Six-Month Report on Implementation of the Market Oversight and Surveillance System (MOSS)
PDF October 1, 1981 Paper SEC Second Six-Month Report on Implementation of the Market Oversight and Surveillance System (MOSS)
PDF January 8, 1971 Paper Letter from Orval DuBois, SEC Secretary to Robert W. Haack, New York Stock Exchange on eligibility of listed securities on NASDAQ
PDF March 11, 1975 Paper Letter from SEC Chairman Ray Garrett, Jr. to James J. Needham, New York Stock Exchange, on a central market system
PDF January 29, 1976 Paper Letter from Lee Pickard, SEC to James E. Buck, New York Stock Exchange, Inc. on NYSE rules
PDF January 29, 1976 Paper Memo from the SEC Directorate of Economic and Policy Research to the SEC Commission on the monitoring of changes in NYSE memberships
PDF August 28, 1981 Paper Letter from SEC Chairman John S.R. Shad to John J. Phelan, Jr., New York Stock Exchange, Inc. on surveillance of intermarket trading activity
PDF July 3, 1973 Paper Letter from James J. Needham, New York Stock Exchange to SEC Commissioner Hugh Owens on consolidated tape
PDF October 31, 1975 Paper Letter from James Buck, New York Stock Exchange to Lee Pickard, SEC on consolidated tape
PDF November 5, 1975 Paper Letter from James Buck, New York Stock Exchange to Lee Pickard, SEC on floor trading activities of newly-approved members
PDF December 17, 1975 Paper Letter from James Buck, New York Stock Exchange to Martin Moskowitz, SEC approving extension of time for Commision action on Rule 345
