PDF September 27, 1977 Paper Letter from George Fitzsimmons, SEC to William Batten, New York Stock Exchange, Inc. on compliance with Securities Act Amendments of 1975
PDF March 28, 1978 Paper Letter from Robert Hall, New York Stock Exchange to Andrew Klein, SEC on electronic communication system
PDF April 20, 1978 Paper Letter from Lloyd Feller, SEC to Robert Hall, New York Stock Exchange on Intermarket Trading System (ITS)
PDF June 23, 1978 Paper Letter from SEC Chairman Harold Williams to William Batten, New York Stock Exchange on Intermarket Trading Systems (ITS)
PDF February 1976 Paper The Central Market System: A Progress Report from the New York Stock Exchange
PDF December 4,1980 Paper “The Securities Industry in the Years Ahead” – Address by SEC Chairman Harold M. Williams to the Securities Industry Association
Audio November 1, 2007 Conversation Keeping the Markets Open – Lessons Learned from the 1987 Market Break
PDF September 28, 1971 Paper Memo from William C. Freund, New York Stock Exchange to Robert W. Haack on working committee on a national securities exchange
PDF November 12, 1973 Paper New York Stock Exchange Research Report on incentives to exchange membership in a central market system
PDF 1975 Paper Securities Acts Amendments of 1975 (Public Law No. 94-29); Sections 203, 204, 217 of IAA amended; Sections 9, 10(e), 13(b), 15, 16, 18(i), 32(a), 36, 49 of ICA amended
PDF October 1981 Paper Letter from SEC Chairman John S.R. Shad to David A. Stockman, Office of Management and Budget, concerning the impact of budget reductions on the SEC
PDF October 14, 1981 Paper Memo from SEC Chairman Shad to all Commission staff members concerning proposed Fiscal 1982 budget reductions
PDF December 2, 1981 Paper “The SEC and the Securities Industry,” Address by SEC Chairman John S.R. Shad to the Securities Industry Association
PDF December 3, 1982 Paper “The Securities Industry and the SEC in the 1980s,” Address by SEC Chairman John S.R. Shad to the Securities Industry Association
