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Explore an extensive collection of SEC historical papers, oral histories, news releases, speeches, recorded conversations/panels, and photographs.

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  • Video
June 13, 2024
  • Conversation

“Ike” Hunt – Hall of Honor

  • PDF
January 30, 1981
  • Paper

‘High Noon’ in Utah for Banking Law, Salt Lake Tribune Business

  • PDF
November 18, 1988
  • Paper

“…And Not To Yield” – Address by SEC Commissioner Edward Fleischman to Business Law Section, American Bar Association

  • PDF
1997
  • Paper

“10 Years After: Regulatory Developments in the Securities Markets Since the 1987 Market Break,” by Dr. Richard R. Lindsey, Director, SEC Division of Market Regulation, and Anthony P. Pecora, Esq., Attorney-Adviser, SEC Division of Market Regulation

  • PDF
May 10, 1973
  • Paper

“1973 – A Challenge to Innovate” – Address by SEC Chairman G. Bradford Cook to Investment Company Institute

  • PDF
December 1, 1972
  • Paper

“A Blueprint for Securities Markets of the Future” – Address by James J. Needham, Chairman, New York Stock Exchange, Inc. at an annual meeting of the Securities Industry Association

  • PDF
May 17, 1978
  • Paper

“A Challenge to Mutual Funds” – Address by SEC Chairman Harold M. Williams to the Investment Company Institute

  • PDF
January 19, 1978
  • Paper

“A Conservative Approach to Radical Change” – Remarks by William M. Batten, New York Stock Exchange to a meeting of the Section of Banking, Corporation and Business Law of the New York State Bar Association

  • PDF
June 4, 1974
  • Paper

“A Fence on the Cliff – Or An Ambulance in the Valley,” Address by SEC Commissioner John R. Evans to 68th Annual Municipal Finance Officers Association Conference

  • PDF
September 24, 1974
  • Paper

“A Fool and His Gold Are Soon Parted: Do They Have to Be?” – Address by SEC Commissioner A.A. Sommer, Jr. to the North American Securities Administrators

  • PDF
June 13, 1975
  • Paper

“A Keynote Address – Of Sorts” – Address by SEC Commissioner A.A. Sommer, Jr. to the ABA Federal Regulation of Securities Committee Symposium

  • PDF
February 12, 1974
  • Speech

“A Look Ahead at the World of Competitive Commission Rates,” Speech by SEC Chairman Ray Garrett, Jr. to the Midwest Stock Exchange Conference

  • PDF
March 14, 1974
  • Speech

“A Look Ahead,” Speech by SEC Chairman Ray Garrett, Jr. to the Mutual Funds and Investment Management Conference

  • PDF
April 25, 1974
  • Speech

“A Look at the SEC’s Administrative Practices,” Speech by SEC Chairman Ray Garrett, Jr. to the Southwestern Legal Foundation

  • PDF
November 14, 1973
  • Paper

“A Neglected Dimension of Financial Reporting,” Address by SEC Commissioner A.A. Sommer, Jr. to the Cleveland Treasurers Club

  • PDF
October 12, 1981
  • Paper

“A New Milestone,” Address by SEC Commissioner John R. Evans to 64th Annual Conference, North American Securities Administrators Association

  • PDF
April 2, 1976
  • Paper

“A Parting Look at Foreign Payments,” Address by SEC Commissioner A. A. Sommer, Jr. to the Ohio Legal Center Institute – Securities Law Seminar

  • PDF
September 29, 1983
  • Speech

“A Seamless Web: Banks, New Activities and Disclosure,” Keynote Speech by SEC Commissioner James C. Treadway, Jr. to Securities Activities of Banks Third Annual Seminar