PDF June 1, 1973 Paper Letter and Memorandum from SEC Commissioner Hugh F. Owens to U.S. Representative Harley O. Staggers regarding the appointment of Lawrence E. Nerheim as SEC General Counsel
PDF June 27, 1973 Paper “The Need for Cooperation between the Banking and Securities Industries,” Address by SEC Commissioner John R. Evans to Utah Bankers Association
PDF September 25, 1973 Speech “The Internationalization of Our Securities Markets,” Speech by Ray Garrett, Jr. to Boston Stock Exchange
PDF October 1, 1973 Paper “Bank Participation in Securities Activities,” Address by SEC Commissioner John R. Evans to Practising Law Institute.
PDF October 3, 1973 Speech “New Challenges for the Securities Industry,” Speech by Ray Garrett, Jr. to The Investment Association
PDF October 11, 1973 Paper Statement by Ray Garrett, Jr. before the Subcommittee on HUD-Space-Science – Veterans, Senate Committee on Appropriations
PDF November 8, 1973 Paper Comments by Ray Garrett, Jr. before the Subcommittee on Securities of the Senate Committee on Banking, Housing and Urban Affairs on S.2519, 93rd Congress, 1st Session
PDF November 12, 1973 Paper Statement by Ray Garrett, Jr. before the Subcommittee on Securities of the Senate Committee on Banking, Housing and Urban Affairs on S.2519, 93rd Congress, 1st Session
PDF November 29, 1973 Speech “The Securities Industry: A Look Ahead,” Speech by Ray Garrett, Jr. to Securities Industry Association Annual Convention
PDF December 7, 1973 Paper Memo from SEC Commissioner John R. Evans on Telephone Call from Bernie Moss
PDF February 6, 1974 Speech “The SEC’s Concern with Bank Trust Activities,” Speech by SEC Chairman Ray Garrett, Jr. to the 55th National Trust Conference
PDF February 7, 1974 Speech “Foreign Investment in U.S. and U.S. Securities Laws,” Speech by SEC Chairman Ray Garrett, Jr. to the Chamber of Commerce