PDF January 16, 1974 Speech “Continuity and New Challenges,” Speech by SEC Chairman Ray Garrett, Jr. to the Securities Regulation Institute
PDF January 16, 1974 Paper “It Was the Best of Times,” Address by SEC Commissioner John R. Evans to Financial Management Division, Securities Industry Association
PDF February 18, 1974 Paper “SEC Approach to Municipal Securities Regulation,” Address by SEC Commissioner John R. Evans to 2nd Annual Bank Investments Conference, American Bankers Association
PDF March 1, 1974 Speech “The State of the SEC,” Speech by SEC Chairman Ray Garrett, Jr. to the Practising Law Institute Conference
PDF March 27, 1974 Paper Statement by SEC Chairman Ray Garrett, Jr. before the Subcommittee on Securities of the Senate Committee on Banking, Housing and Urban Affairs, on S.3126, 93rd Congress, 2nd Session
PDF March 22, 1974 Speech “Capital Markets Today and Tomorrow,” Speech by SEC Chairman Ray Garrett, Jr. to the Executives Club of Chicago
PDF March 19, 1974 Paper Testimony of SEC Chairman Ray Garrett, Jr. before the Subcommittee on HUD-Space-Science-Veterans of the House Committee on Appropriations, on the SEC’s Fiscal 1975 Budget Estimate
PDF March 14, 1974 Speech “A Look Ahead,” Speech by SEC Chairman Ray Garrett, Jr. to the Mutual Funds and Investment Management Conference
PDF March 13, 1974 Paper “Applying Securities Laws to Banking Activities,” Comments by SEC Commissioner John R. Evans for the Mutual Funds and Investment Management Conference
PDF March 7, 1974 Paper Statement by SEC Chairman Ray Garrett, Jr. before the Subcommittee on Foreign Commerce and Tourism of the Senate Committee on Commerce on S.2840, 93rd Congress, 1st Session
PDF March 29, 1974 Paper “Forecasting: A Look at the Future,” Address by SEC Commissioner A.A. Sommer, Jr. to the Corporate Financial Forecast and Disclosure Conference, Drexel University
PDF April 23, 1974 Paper “Effective Regulation Requires Cooperation and Coordination,” Address by SEC Commissioner John R. Evans to North American Securities Administrators Association
PDF April 25, 1974 Speech “A Look at the SEC’s Administrative Practices,” Speech by SEC Chairman Ray Garrett, Jr. to the Southwestern Legal Foundation
PDF April 30, 1974 Speech “Improved Exemptions and Improved Disclosure,” Speech by SEC Chairman Ray Garrett, Jr. to the Colorado Bar Assocation
PDF May 2, 1974 Paper “Regulation of Bank Securities Activities,” Address by SEC Commissioner John R. Evans to the Ninth Annual Banking Law Institute
PDF May 2, 1974 Speech “The Individual Investor and the Stock Markets,” Speech by SEC Chairman Ray Garrett, Jr. to Women Investment Brokers
PDF May 3, 1974 Paper “Euro-Capital Markets after the Removal of American Restrictions,” Address by SEC Commissioner A. A. Sommer, Jr. to the 1974 Annual General Meeting of The Association of International Bond Dealers
PDF May 6, 1974 Paper Testimony of Commissioner John R. Evans, Securities and Exchange Commission before the Subcommittee on Securities of the Senate Committee on Banking, Housing and Urban Affairs on S.2474 and S.1933
PDF May 8, 1974 Paper “Our Changing Capital Matters,” Address by SEC Chairman Ray Garrett, Jr. to the Commonwealth Club of California
PDF May 13, 1974 Paper Testimony of the Honorable Ray Garrett, Jr., Chairman, Securities and Exchange Commission, before the Subcommittee on HUD-Space-Science-Veterans, Committee on Appropriations, United States Senate, on the Securities and Exchange Commission’s Fiscal 1975 Bud
PDF May 16, 1974 Paper Remarks of SEC Chairman Ray Garrett, Jr. at Retirement Dinner for Donald J. Stocking
