PDF February 10, 1975 Paper “The State of the Street” – Remarks by James J. Needham, New York Stock Exchange, Inc. before the Young Presidents’ Organization
PDF December 1, 1975 Paper SEC Report to Congress on the Effect of the Absence of Fixed Rates of Commissions
PDF May 28, 1975 Paper “Negotiated Rates: The Initial Experience” – Address by SEC Chairman Ray Garrett, Jr. to the New York Society of Security Analysts
PDF January 9, 1975 Paper “Thoughts on Approaching ‘Mayday'” – Address by SEC Commissioner A.A. Sommer, Jr. to the Securities Regulation Institute
PDF January 15, 1975 Paper Petition from the American Institute Counselors, Inc. to the U.S. Congress against the U.S. Securities and Exchange Commission
PDF January 22, 1975 Paper “Capital Markets at the Crossroads” – Address by SEC Chairman Ray Garrett, Jr. to the Economic Club of New York
PDF January 28, 1975 Paper “Assuring the Economic Viability of the Securities Industry” – Address by SEC Chairman Ray Garrett, Jr. to the ABA 56th National Trust Conference
PDF February 4, 1975 Paper “Biting the Bullet” – Address by SEC Commissioner A.A. Sommer, Jr. to the Cleveland Chartered Financial Analysts Group
PDF February 5, 1975 Paper Memo from Andrew Steffan, SEC to Milton Friedman with notes for President Ford’s speech to the New York Society of Security Analysts
PDF February 6, 1975 Paper Memorandum from SEC Commissioner A.A. Sommer, Jr. with assessment checklist for Mayday 1975
PDF February 7, 1975 Paper Memo from Geoff Shepard to Philip Buchen advising against SEC request to include Securities Act Amendments in State of the Union message
PDF February 10, 1975 Paper Memo from Ken Lazarus to Philip Buchen on Securities Exchange Act Amendments
PDF March 18, 1975 Paper “Keep Your Eye on the Donut” – Address by SEC Commissioner A.A. Sommer, Jr. to the National Association of Accountants
PDF March 20, 1975 Paper “Approaching May Day,” Address by Lee A. Pickard, Director, SEC Division of Market Regulation, to The Bond Club of Buffalo
PDF April 15, 1975 Paper “Zero Minus Sixteen and Counting,” Address by SEC Commissioner John R. Evans to Security Traders Association of Connecticut
PDF May 14, 1975 Paper “Have We Learned Anything?” – Remarks by SEC Commissioner A.A. Sommer, Jr. to the Investment Company Institute
PDF May 15, 1975 Paper “Truth or Consequences,” Address by SEC Commissioner John R. Evans to the Securities Cooperative Enforcement Conference
PDF May 15, 1975 Paper “The New Breath of Competition” – Remarks by SEC Commissioner A.A. Sommer, Jr. to the Seminar on the Analysis of Securities Prices
PDF May 15, 1975 Paper “Can the SEC Help Capital Markets?” – Remarks by SEC Commissioner A.A. Sommer, Jr. to The Conference Board
PDF May 16, 1975 Paper Letter from Carl L. Shipley to SEC Commissioner John R. Evans on “Truth and Consequences”
PDF May 20, 1975 Paper Statement of Ray Garrett, Jr., Chairman, before the Subcommittee on State, Justice and Commerce, the Judiciary and Related Agencies, House Committee on Appropriations, for SEC activities and financial requirements
PDF May 23, 1975 Paper Letter from SEC Chairman Ray Garrett, Jr. to President Ford on reducing agency costs