PDF September 1974 Paper The Capital Needs and Savings Potential of the U.S. Economy, Projections through 1985 – New York Stock Exchange, Inc.
PDF March 27 and 28, 1974 Paper SEC Authority Over Third Market Trading – Hearings before the Subcommittee on Securities of the U.S. Senate Committee on Banking, Housing and Urban Affairs
PDF October 1980 Paper Acquisition of Technology-Based Firms by Tender Offer: An Economic and Financial Analysis – SEC Capital Market Working Papers
PDF September 8, 1975 Paper “Future Securities Markets – Reform, Not Revolution” – Address by SEC Chairman Ray Garrett, Jr. to the North American Securities Administrators Association
PDF June 25, 1973 Paper “The Central Market System,” Address by SEC Commissioner Philip A. Loomis, Jr. to the Securities Industry Association California District Conference
PDF September 19, 1973 Paper Memo from Samuel A. Gray to New York Stock Exchange Executive Committee on Title IV H.R. 5050 – bill for integrated national system of processing of securities
PDF September 24, 1973 Paper New York Stock Exchange Board Summary Memorandum on ticker tape delay procedures
PDF September 26, 1973 Paper New York Stock Exchange Board Summary Memorandum on news tickers on the floor
PDF November 14, 1973 Paper “Options: The New Game in Town?,” Address by SEC Commissioner A. A. Sommer, Jr. to the Securities Regulation and Enforcement Cooperative Conference
PDF November 16, 1973 Speech “The Challenge of New Investment Services,” Speech by Ray Garrett, Jr. to FBA – BNA Briefing Conference
PDF January 15, 1974 Speech “The Consolidated Tape: A Perspective,” Speech by SEC Chairman Ray Garrett, Jr. to the National Association of Securities Dealers
PDF February 21, 1974 Speech “Efficiency in Transferring Securities,” Speech by SEC Chairman Ray Garrett, Jr. to the New York Regional Group, American Society of Corporate Secretaries
PDF April 2, 1974 Speech “Disclosure by Foreign Companies in U.S. Markets,” Speech by SEC Chairman Ray Garrett, Jr. to the Conference on the Re-opening of U.S. Capital Markets
PDF April 23, 1974 Paper Letter from U.S. Senators Harrison A. Williams and William Proxmire to SEC Chairman Ray Garrett, Jr. on options trading
PDF May 3, 1974 Speech “The Analysts and the SEC,” Speech by SEC Chairman Ray Garrett, Jr. to the New York Society of Security Analysts
PDF May 15, 1974 Paper “Mutual Funds: Fifty Years and Beyond,” Address by SEC Chairman Ray Garrett, Jr. to the Investment Company Institute
PDF May 22, 1974 Paper “The Future is Now,” Address by SEC Commissioner John R. Evans to Joint Conference co-sponsored by Boston Stock Exchange and Independent Broker Dealers Trade Association
PDF June 10, 1974 Paper “Is the SEC a Barrier to New York’s Role in International Finance?,” Address by SEC Chairman Ray Garrett, Jr. to The Financial Times
PDF July 2, 1974 Paper Letter from George W. Mitchell, Federal Reserve to SEC Chairman Ray Garrett, Jr. on Citicorp
PDF July 9, 1974 Paper “Savings and Loan Associations and the SEC,” Address by SEC Chairman Ray Garrett, Jr. to the United States League of Savings Associations
PDF August 22, 1974 Paper Letter from SEC Chairman Ray Garrett, Jr. to Senator Howard Metzenbaum on foreign ownership legislation
